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Searching Content indexed under Technology by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Cross-Border Agreement Allows U.S. And UK Law Enforcement Expedited Access To Tech Company Data
U.S. Attorney General William P. Barr and UK Home Secretary Priti Patel entered into a cross-border agreement that "will dramatically speed up investigations by removing legal barriers
United States
18 Oct 2019
2
FDIC Chair Jelena McWilliams Appeals For FinTech Help
FDIC Chair Jelena McWilliams asked technology experts to join the agency and "reshape our supervisory approach in a rapidly evolving digital world."
United States
17 Oct 2019
3
OCC Lists Bank Supervision Priorities For FY 2020
In its annual Bank Supervision Operating Plan, the Office of the Comptroller of the Currency ("OCC") listed several key areas of focus for FY 2020.
United States
14 Oct 2019
4
FDIC Chair Jelena McWilliams Encourages Greater Collaboration Between Community Banks And FinTechs
FDIC Chair Jelena McWilliams encouraged greater collaboration between community banks and FinTech firms (or "FinTechs").
United States
11 Oct 2019
5
CFTC And DOJ File Charges Against Principal For False Statements Concerning Bitcoin
The CFTC and the DOJ charged (see here and here) the principal of a cryptocurrency escrow company for making false statements to two customers
United States
10 Oct 2019
6
FCM Settles CFTC Charges Resulting From Cybersecurity Failure
A futures commission merchant ("FCM") settled CFTC charges for failing to enact sufficient cybersecurity measures and to notify customers of a $1 million cyber breach.
United States
8 Oct 2019
7
IOSCO Examines Efforts To Prevent Mis-Selling Of Complex Financial Products
IOSCO examined member regulators' progress toward implementing suitability standards designed to prevent the mis-selling of complex financial products
United States
8 Oct 2019
8
CFTC Commissioner Berkovitz Urges Agency To Use FinTech
CFTC Commissioner Dan M. Berkovitz urged the agency to enhance regulatory oversight by incorporating emerging technology in its supervisory plans.
United States
8 Oct 2019
9
SEC Provides Testimony On FY 2019 Developments
At a House Financial Services Committee hearing, the SEC provided testimony on initiatives undertaken during the fiscal year.
United States
2 Oct 2019
10
NFA Charges Introducing Broker/CTA For Recordkeeping, Reporting And Marketing Violations
NFA charged an introducing broker ("IB") and its former sole principal with failing to properly maintain books and records
United States
30 Sep 2019
11
Treasury Deputy Secretary Cites Recent Developments
U.S. Treasury Deputy Secretary Justin Muzinich highlighted recent developments in housing finance reform, Committee on Foreign Investment in the United States
United States
30 Sep 2019
12
CME To Launch Options On Bitcoin Futures
The Chicago Mercantile Exchange ("CME") will launch options on Bitcoin futures contracts in the first quarter of fiscal year 2020, pending regulatory review.
United States
27 Sep 2019
13
SEC Charges Digital Asset Incubator For Offering Unregistered Securities
The SEC charged a digital asset incubator company and its founder with conducting an illegal $14 million securities
United States
25 Sep 2019
14
Bitcoin ETF Proposal Withdrawn
The Chicago Board Options Exchange ("Cboe") withdrew a proposal for a Bitcoin exchange-traded fund ("ETF") issued by the VanEck SolidX Bitcoin Trust.
United States
24 Sep 2019
15
House Financial Services Subcommittee Considers Testimony On Mitigating The Risks Of AI
Witnesses before the House Financial Services Committee Task Force (the "Task Force") on Artificial Intelligence provided testimony
United States
23 Sep 2019
16
FinCEN Deputy Director Encourages Anti-Money Laundering Innovation
FinCEN Deputy Director Jamal El-Hindi described agency efforts to encourage innovation in anti-money laundering.
United States
20 Sep 2019
17
NASAA Highlights Rising Cybersecurity Deficiencies Among Investment Advisers
The North American Securities Administrators Association ("NASAA") reported examination findings at state-registered investment advisers, highlighting the rising rate of cybersecurity deficiencies.
United States
12 Sep 2019
18
NYDFS Approves First Gold-Backed Virtual Currency
The New York State Department of Financial Services ("NYDFS") authorized an existing NYDFS licensee to offer a gold-backed virtual currency.
United States
11 Sep 2019
19
Dallas Company Settles SEC Charges Of Operating Unregistered Digital Asset Exchange
A Dallas company agreed to settle SEC charges of operating an unregistered exchange and defrauding investors in unregistered digital assets offerings.
United States
2 Sep 2019
20
NYDFS Grants Charter For Trust Company To Custody Bitcoin
The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.
United States
22 Aug 2019
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