Search
Searching Content indexed under Technology by Matthew Bisanz ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
The SEC's Regulation S-P In The Age Of Cybersecurity
Bylined article by Financial Services Regulatory & Enforcement partner Jeffrey Taft and associates Matthew Bizanz and Leslie Cruz.
United States
16 Oct 2019
2
Digital And Digitized Assets: Federal And State Jurisdictional Issues
This White Paper was prepared by members of the Jurisdiction Working Group of the IDPPS and their colleagues, who generously contributed substantial time and effort to this ambitious undertaking.
United States
9 Apr 2019
3
National Futures Association Adopts Notification Requirement For Certain Cybersecurity Incidents
On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that include a cybersecurity incident
United States
24 Jan 2019
4
NASAA Proposes Investment Adviser Model Cybersecurity Rule
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
United States
9 Jan 2019
5
FinCEN Adds Virtual Currency To High-End Real Estate Reporting Regime
A perfect storm for AML risk can arise from (i) the use of legal entities to conceal ownership, (ii) the limited application of AML requirements to real estate transactions and (iii) the misuse of virtual currency...
United States
23 Nov 2018
6
Court Finds That Virtual Currency Is A Commodity—For The Time Being
On September 26, 2018, a US federal court found that virtual currency constitutes a class of items that are commodities under the Commodity Exchange Act
United States
12 Nov 2018
7
5 Considerations For General Counsels Regarding The New York Cybersecurity Regulations
The cybersecurity regulation ("CyberRegs") adopted by the New York State Department of Financial Services ("NYDFS")
United States
6 Nov 2018
8
SEC Brings First Enforcement Action Under The Identity Theft Red Flags Rule
On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealer/investment adviser (the "Registrant") for allegedly violating...
United States
25 Oct 2018
9
If Only: US Treasury Department Report Creates A Wish Tree Of Financial Reform For Fintech
Regardless of whether its recommendations are achievable in whole or in part or merely aspirational, the US Department of Treasury's ("Treasury") report issued on July 30, 2018...
United States
10 Sep 2018
10
Commodity Futures Trading Commission Issues Advisory For Virtual Currency Pump-And-Dump Schemes
The purpose of this paper is to explain innocent actors in the virtual currency space (e.g. virtual currency exchanges, financial institutions, social media platforms) and how to avoid potential exposure...
United States
24 Aug 2018
11
Federal Court Dismisses "Speculative" And "Attenuated" Lawsuit By The Conference Of State Bank Supervisors Over Proposed OCC Fintech Charter
On Monday, a federal district court judge in the District of Columbia issued an order dismissing a lawsuit brought by the CSBS regarding a proposal of the OCC to issue federal charters to certain Fintech firms.
United States
4 May 2018
Links to Result pages
 
1