Searching Content indexed under Technology by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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FDIC Chair Jelena McWilliams Encourages Greater Collaboration Between Community Banks And FinTechs
FDIC Chair Jelena McWilliams encouraged greater collaboration between community banks and FinTech firms (or "FinTechs").
United States
11 Oct 2019
CFTC Commissioner Berkovitz Urges Agency To Use FinTech
CFTC Commissioner Dan M. Berkovitz urged the agency to enhance regulatory oversight by incorporating emerging technology in its supervisory plans.
United States
8 Oct 2019
SEC Provides Testimony On FY 2019 Developments
At a House Financial Services Committee hearing, the SEC provided testimony on initiatives undertaken during the fiscal year.
United States
2 Oct 2019
NFA Charges Introducing Broker/CTA For Recordkeeping, Reporting And Marketing Violations
NFA charged an introducing broker ("IB") and its former sole principal with failing to properly maintain books and records
United States
30 Sep 2019
Treasury Deputy Secretary Cites Recent Developments
U.S. Treasury Deputy Secretary Justin Muzinich highlighted recent developments in housing finance reform, Committee on Foreign Investment in the United States
United States
30 Sep 2019
CME To Launch Options On Bitcoin Futures
The Chicago Mercantile Exchange ("CME") will launch options on Bitcoin futures contracts in the first quarter of fiscal year 2020, pending regulatory review.
United States
27 Sep 2019
SEC Charges Digital Asset Incubator For Offering Unregistered Securities
The SEC charged a digital asset incubator company and its founder with conducting an illegal $14 million securities
United States
25 Sep 2019
Dallas Company Settles SEC Charges Of Operating Unregistered Digital Asset Exchange
A Dallas company agreed to settle SEC charges of operating an unregistered exchange and defrauding investors in unregistered digital assets offerings.
United States
2 Sep 2019
NYDFS Grants Charter For Trust Company To Custody Bitcoin
The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.
United States
22 Aug 2019
Cabinet Offers Topic Page On Cybersecurity And Data Protection Regulation (Video)
The Cybersecurity and Data Protection page helps financial institutions keep current on evolving legal and regulatory issues.
United States
16 Aug 2019
NASAA Regulators Target Crypto-Related Fraud
NASAA also stated it is releasing a new video for retail investors on common crypto investment schemes and how to guard against them.
United States
9 Aug 2019
New York State Governor Signs Bills Expanding Data Breach Notification Requirements
On Friday, July 26, 2019, New York Governor Andrew Cuomo signed two bills into law designed to enhance cybersecurity protections for New York residents. The legislation updates New York's
United States
9 Aug 2019
CFTC Chief Innovation Officer And Director Of LabCFTC To Leave Agency In August
Daniel Gorfine, the Chief Innovation Officer and Director of the LabCFTC initiative will leave the CFTC in mid-August of 2019.
United States
8 Aug 2019
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
FINRA Reminds Firms To Report Activities Related To Digital Assets
FINRA reminded broker-dealers to notify their FINRA Regulatory Coordinators in writing if they, or their associated persons or affiliates
United States
29 Jul 2019
NYDFS Grants Virtual Currency Licences
The New York State Department of Financial Services ("NYDFS") granted virtual currency licenses to Seed Digital Commodities Market LLC
United States
25 Jul 2019
CFTC Updates Data Catalogue Pursuant To Data Protection Initiative
The CFTC finished updating its data catalogue, completing the first of five steps under its Data Protection Initiative.
United States
23 Jul 2019
FTC Targets Illegal "Robocalls"
The FTC and partner agencies in federal, state and local law enforcement (the "agencies") commenced a joint action targeting illegal prerecorded telemarketing calls (a/k/a "robocalls").
United States
9 Jul 2019
CFTC Sues Unregistered Trading Company In Bitcoin Ponzi Scheme
The CFTC filed a civil enforcement action against an unregistered UK bitcoin trading and investment company for misappropriating $147 million in bitcoin.
United States
2 Jul 2019
IOSCO Urges Member Jurisdictions To Use Internationally Recognized Cyber Regulation Frameworks
IOSCO urged member jurisdictions to continue using internationally recognized cyber regulation frameworks (the "Core Standards").
United States
2 Jul 2019
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