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Searching Content indexed under Corporate Crime by Richard Rosenfeld ordered by Published Date Descending.
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No Holiday From Whistleblowers: A Scary Future Predicted For The Financial Industry
On July 30, 2016, the United States celebrated its National Whistleblower Appreciation Day.
United States
23 Sep 2016
2
US Second Circuit Heightens the Standard of Proof Required To Sustain Tipper/Tippee Insider Trading Convictions
On December 10, 2014, in United States v. Newman, et al., the US Court of Appeals for the Second Circuit clarified the elements required to establish insider trading ..
United States
16 Dec 2014
3
Cosmetics Company Agrees to Pay US$135M to Settle FCPA Claims
On May 1, 2014, it was announced that Avon Products, Inc., reached a settlement with US regulators over a long-standing federal probe into whether the cosmetics company paid bribes in China and other countries to gain favors.
United States
9 May 2014
4
The SEC Requires Hedge Fund Harbinger Capital and its Manager Falcone to Admit Wrongdoing in Landmark Settlement
The US Securities and Exchange Commission (SEC) recently announced that Philip A. Falcone, a New York-based hedge fund advisor, and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), have agreed to settle allegations of misappropriation of client assets, market manipulation and client betrayal.
United States
22 Aug 2013
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