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Searching Content indexed under Criminal Law by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
FINRA Cautions Investors Of Risks In Trading Binary Options
FINRA cautioned investors on the risks associated with binary options and offered guidance on how to avoid certain frauds.
United States
17 Oct 2019
2
Interdealer Brokers Settle CFTC And NYAG Charges For Fraudulent FX Options
Two interdealer brokers ("IDBs") settled separate New York Attorney General ("NYAG") and CFTC charges for fraudulent practices involving foreign exchange currency options.
United States
14 Oct 2019
3
OFAC Sanctions Individuals Involved In Corruption Of Venezuela's Food Subsidy Program
OFAC designated three individuals and 16 entities in connection with a "large-scale network of corruption" related to a Venezuelan
United States
8 Oct 2019
4
CCO Settles CFTC Fraud And Misrepresentation Charges
A chief compliance officer of an investment firm settled CFTC charges for fraudulently soliciting investments in commodity pools
United States
23 Sep 2019
5
Too Many Stakeholders in the Kitchen
High-stakes corporate investigations into bribery, corruption, and other misconduct—whether focused on internal actors or third-party business partners
United States
5 Sep 2019
6
FinCEN Launches Global Investigations Division
The Financial Crimes Enforcement Network ("FinCEN") launched a Global Investigations Division ("GID") that will address illicit finance and money laundering threats.
United States
30 Aug 2019
7
OFAC Sanctions "Corruption Network" For Stealing From Venezuela's Food Subsidy Program
OFAC designated a Colombian national and a "vast corruption network" for aiding Venezuelan leader Nicolás Maduro and his regime to profit from a Venezuelan food subsidy and distribution program.
United States
31 Jul 2019
8
Federal Reserve Board Highlights Growing Dangers Of Synthetic Identity Fraud
The Federal Reserve Board ("FRB") highlighted the increasing dangers of synthetic identity payment fraud.
United States
19 Jul 2019
9
OFAC Designates Venezuelan Government Officials In Connection To Electricity Crisis
OFAC designated two members of Venezuela's Maduro regime for allegedly enriching themselves and contributing to the ongoing Venezuelan electricity crisis.
United States
11 Jul 2019
10
Southern District Of New York Vacates Insider Trading Guilty Plea Based On Insufficient Personal Benefit Evidence Under United States v. Newman
On June 21, 2019, in United States v. Lee,1 Judge Paul G. Gardephe of the U.S. District Court for the Southern District of New York issued an order vacating the guilty plea of a former investment
United States
10 Jul 2019
11
Law Enforcement Agencies Create "Transnational Elder Fraud Strike Force"
Several law enforcement agencies established a joint task force to investigate and prosecute foreign-based fraudsters who target seniors.
United States
28 Jun 2019
12
Long Island Town Settles SEC Charges Of Municipal Securities Fraud
The town of Oyster Bay, Long Island settled SEC charges of defrauding investors in connection with municipal securities offerings.
United States
21 Jun 2019
13
OFAC Designates Mexican Officials And Others For Corrupt Activities
OFAC designated several Mexican officials, individuals and entities pursuant to the Foreign Narcotics Kingpin Designation Act and Executive Order 13818
United States
4 Jun 2019
14
Hawaii-Based Engineering Consultant Sentenced For Foreign Corrupt Practices Act Violations
A U.S. District Court Judge for the District of Hawaii sentenced an engineering and consulting company owner to 30 months in prison for his role in an international bribery scheme.
United States
30 May 2019
15
Federal Securities Litigation And Regulation: A Periodic Review And Predictions For The Remainder Of 2019
While the past year, or even eighteen months, was short on landmark federal securities law decisions, there was significant activity on the part of private securities litigants.
United States
28 May 2019
16
Fincen Warns Financial Institutions Of Corruption In Venezuela
The Financial Crimes Enforcement Network ("FinCEN") warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
United States
22 May 2019
17
SEC And CFTC Warn Investors Of Fraud On Digital Asset And Crypto Websites
The SEC Office of Investor Education and Advocacy and the CFTC Office of Customer Education and Outreach warned investors about fraud on digital assets and cryptocurrency trading websites.
United States
14 May 2019
18
Trucking Company Settles DOJ Securities Fraud Charges
A trucking company agreed to settle DOJ and SEC accounting fraud charges for filing false and misleading statements with investors and falsifying its books and records.
United States
14 May 2019
19
Russian Telecommunications Company Settles FCPA Charges
A Russian telecommunications services company Mobile TeleSystems PJSC ("Mobile") agreed to settle SEC charges that it violated the anti-bribery, books ...
Worldwide
19 Mar 2019
20
FINRA Warns Members Of Fraudulent Phishing Emails
FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.
United States
21 Feb 2019
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