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Searching Content indexed under Criminal Law by David Lynn ordered by Published Date Descending.
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SEC Section 21(A) Report Focuses On Cyber Threats And Internal Accounting Controls
The Securities and Exchange Commission's October 16, 2018 Section 21(a) report focusing on public companies victimized by cyber-related attacks underscores the importance of devising and implementing proper internal...
United States
5 Nov 2018
2
SEC Alleges JOBS Act Fraud While FINRA Cracks Down On Private Placement Activities
The SEC recently announced an action where the promoter allegedly told investors that the 2012 JOBS Act would allow his fund to raise billions of dollars by advertising to the general public and produce large profits for early investors.
United States
16 May 2013
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