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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Stephanie Monaco ordered by Published Date Descending.
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US Securities And Exchange Commission Rule Proposal For Registered Funds' Use Of Derivatives
The Rule Proposal includes a new rule, Rule 18f-4, which is an exemptive rule that would allow funds to enter into certain derivatives and financial commitment transactions notwithstanding the asset coverage restrictions of Section 18.
United States
1 Feb 2016
2
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
3
US Commodity Futures Trading Commission Releases FAQs For CPOs and CTAs
On August 14, 2012, the US Commodity Futures Trading Commission's (CFTC) Division of Swap Dealer and Intermediary Oversight released a set of frequently asked questions and answers.
United States
23 Aug 2012
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