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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Hogan Lovells ordered by Published Date Descending.
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Title
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Date
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FIG Bulletin - 25 October 2019
The Financial Conduct Authority (FCA) has announced that cohort 6 of its regulatory sandbox is open for applications until 31 December 2019.
UK
6 Dec 2019
2
FIG Bulletin, 29 November 2019
The Financial Conduct Authority (FCA) has published new guidance on firms' approving financial promotions for unauthorised persons.
European Union
4 Dec 2019
3
FIG Bulletin, 4 October 2019
The Bank of England (BoE) has published the high level findings of the financial sector cyber simulation exercise that took place on 9 November 2018 (SIMEX 18).
UK
15 Oct 2019
4
FIG Bulletin, 22 August 2019
The European Central Bank (ECB) working group on euro risk-free rates has published a report on the impact the transition from the euro overnight index average
Worldwide
27 Aug 2019
5
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
6
Funds Talk: July 2019
In the Chancellorʼs 2019 Mansion House dinner speech, delivered on 20 June 2019, Philip Hammond announced a review of the UK regulatory framework and payments landscape in 2019.
European Union
10 Jul 2019
7
Newsflash - New Guidance For Nomads On Staffing
New practical guidance for nominated advisers (Nomads) on the staffing of their corporate finance functions has been published by the London Stock Exchange (LSE)
Belgium
1 Jul 2019
8
FIG Bulletin, 21 June 2019
On 12 June 2019, the Financial Conduct Authority (FCA) published a final report on its investigation in to RBS treatment of small and medium-sized enterprise (SME) customers transferred to its GRG.
Worldwide
27 Jun 2019
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