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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Trevor Starer ordered by Published Date Descending.
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SEC Reporting Issues For Foreign Private Issuers, Available
Bloomberg BNA announced the recently updated SEC Reporting Issues for Foreign Private Issuers (Portfolio 5507) authored by Morrison & Foerster partners Anna T. Pinedo and James R. Tanenbaum.
United States
2 Mar 2017
2
Canadian Derivatives And Financial Services Regulatory Developments
Join a panel of experts from Stikeman Elliott LLP for a presentation and an engaged discussion of Canadian regulatory and legal developments affecting trading in derivatives with financial institutions...
Canada
28 Oct 2016
3
Derivatives Rule Proposal: More Work For Overburdened Fund Directors
The Securities and Exchange Commission's proposals to modernize its regulation of fund use of derivatives and leverage again increase the scope and complexity of the responsibilities of investment company fund directors.
United States
22 Dec 2015
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