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Searching Content indexed under Securitization & Structured Finance by Curtis Doty ordered by Published Date Descending.
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CFTC Permanently Sets The Swap Dealer De Minimis Threshold At $8 Billion And Determines Not To Adopt Other Proposed Changes
On November 5, 2018, the US Commodity Futures Trading Commission ("CFTC") finalized an amendment to the de minimis exception within the swap dealer ("SD") definition ("SD Threshold Amendment").
United States
22 Nov 2018
2
CFTC Staff Liberalizes Conditions of Clearing No-Action Relief for Eligible Treasury Affiliates
In No-Action letter 14-1441 ("Letter 14-144"), the Division of Clearing and Risk of the US Commodity Futures Trading Commission (the "Division") amended and restated No-Action letter 13-222 ("Letter 13-22") in order to remove or amend several of the restrictive conditions ..
United States
8 Dec 2014
3
CFTC Issues No-Action Relief to Manager of a Collateralized Loan Obligation for Failure to Register as a Commodity Trading Advisor
By Letter No. 14-57 dated April 11, 2014 (Letter), the US Commodity Futures Trading Commission (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) staff granted no-action relief to a manager (Manager) ..
United States
29 Apr 2014
4
CFTC’s January 1 Business Conduct And Documentation Deadline Eased
The interim final rules respond to requests for rulemaking from the International Swaps and Derivatives Association, Inc.
United States
19 Dec 2012
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