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Searching Content indexed under Fund Management/ REITs by John Janicik ordered by Published Date Descending.
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Summer 2014 Fund Finance Market Review
n this Summer 2014 edition of our Fund Finance Market Review, we discuss some of the more noteworthy trends impacting the subscription credit facility and fund finance markets.
United States
7 Aug 2014
2
SEC Joins State and Local Governments in Considering Regulation of Investment Adviser Activities Related to Government Plans
In response to investigations into alleged corrupt practices involving the use of placement agents with respect to public pension funds, retirement systems and other government fund entities, both the Illinois legislature and the New York State Comptroller took action in April of this year to restrict the use of placement agents.
United States
16 Oct 2009
3
New Illinois Campaign Contribution and Registration Requirements May Affect Investment Funds and Managers
Two new procurement and campaign contribution regulations, P.A. 95-971 (the "New Ethics Law") and Executive Order No. 3 (2008) (the "Executive Order"), are in effect in Illinois as of January 1, 2009.
United States
3 Feb 2009
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