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Volcker Rule Relief For Foreign Banking Entities
On August 20, 2019, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) approved a final rule
United States
6 Sep 2019
Amendments To Volcker Rule Regulations
On August 20, 2019, the Office of the Comptroller of the Currency ("OCC") and the Federal Deposit Insurance Corporation ("FDIC") approved a final rule (the "2019 Final Rule")
United States
28 Aug 2019
Agencies Issue Final Rule Conforming Volcker Rule Regulations To 2018 Regulatory Relief Act
On July 22, 2019, five federal agencies (the "Agencies")[1] published a final rule (the "Final Rule"), which conforms the regulations implementing the Volcker Rule[2]
United States
31 Jul 2019
Agencies Propose A More Tiered Approach To Large Bank Supervision
On October 31, 2018, the federal banking agencies released two separate proposals that, if adopted, would create a more consistent tiered approach to large bank supervision ...
United States
26 Nov 2018
Treasury Department Urges Principles-Based Regulation Of Money Managers; Delay Of Implementation Of Liquidity Risk Management And Fiduciary Rules
The report then sets the stage for rethinking regulation of investment managers in a manner that favors principles-based regulation instead of detailed, rules-based regulations that Treasury believes are overly burdensome
United States
9 Nov 2017
Possible Worlds Versus Probable Worlds − The Metaphysics Of Systemic Risk: FSOC Revisits Asset Managers
On April 18, 2016, the Financial Stability Oversight Council (FSOC) again warned that asset managers present systemic risk to financial stability in five key areas...
United States
29 Apr 2016
FSOC, At It Again, Places Asset Managers In Its Crosshairs
In seeking comment on potential risks to the U.S. financial system created by asset managers, the Financial Stability Oversight Council (FSOC) again places asset managers in its crosshairs.
United States
20 Jan 2015
OCC’s Interim Volcker Rule Examination Procedures Provide Much-Needed Guidance To Banks Seeking To Comply
The OCC issued interim procedures for examiners to assess banks’ progress in developing a framework to comply with the requirements of the "Volcker Rule."
United States
7 Jul 2014
A User’s Guide To The Volcker Rule
The legislation known as the Volcker Rule was enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act and codified in Section 13 of the Bank Holding Company Act.
United States
7 Jan 2014
SEC Statement On Money Market Fund Reforms
On August 22, 2012, SEC Chairman Mary Schapiro announced that three of the five SEC Commissioners, constituting a majority of the Commission, had informed her that they would not support a staff proposal to reform money market funds.
United States
30 Aug 2012
Extraterritoriality: The Volcker Rule
This bulletin summarizes in a single place the ways in which the Volcker Rule may reach outside the U.S. borders.
United States
20 Jun 2012
The Volcker Rule: Compliance Considerations - January 2012
Every banking organization will have compliance obligations under the Volcker Rule published in November (the "Proposed Rule") by four of the federal financial regulatory agencies and, in January, by the Commodity Futures Trading Commission (collectively, the "Agencies").
United States
27 Jan 2012
Money Market Fund Bailout Update; First Look: New Asset-Backed Commercial Paper Liquidity Facility
Our client alert dated September 21, 2008 reported on actions taken by the U.S. Department of the Treasury (the "Treasury") to establish a temporary guaranty program for the U.S. money market mutual fund industry (the "Guaranty Program").
United States
25 Sep 2008
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