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Searching Content indexed under Fund Management/ REITs by Carol Hitselberger ordered by Published Date Descending.
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Volcker Rule Revisions Adopted By Agencies - August 29, 2019
The US federal banking and functional regulators ("Agencies")1 have finalized revisions to the proprietary trading and compliance program provisions of the Volcker Rule (the "2019 Revisions").2
United States
3 Sep 2019
2
The Volcker Rule—Application To Securitization Transactions
The federal financial agencies on December 10, 2013, approved joint final regulations (the "Final Regulation") implementing section 619 of the Dodd-Frank Act, commonly referred to as the Volcker Rule.
United States
20 Dec 2013
3
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
4
CFTC Further Clarifies Commodity Pool Treatment For Certain Securitizations And Provides Additional No-Action Relief For Others
On December 7, 2012, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) issued interpretation and no-action letter No. 12-45.
United States
11 Dec 2012
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