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Searching Content indexed under Financial Services by Joseph Seliga ordered by Published Date Descending.
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SEC Adopts Advisers Act Pay-to-Play Rule Relating to Government Plans
The US Securities and Exchange Commission (SEC) recently took action to curb pay-to-play abuses with respect to investment advisory services for any "plan or program of a government entity"; essentially, any state or local pension funds, retirement systems or other government plans (all referred to herein as government plans).
United States
31 Jul 2010
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