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Searching Content indexed under Financial Services by Mayer Brown ordered by Published Date Descending.
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1
LIBOR: Just Say No
The Alternative Reference Rates Committee ("ARRC") held a roundtable on June 3, 2019. The ARRC hosted a number of industry participants,
United States
16 Jul 2019
2
Senior Safe Act Fact Sheet
On May 23, 2019, the one-year anniversary of the Senior Safe Act's (the "Act") enactment, the SEC, the North American Securities Administrators Association (NASAA),
United States
12 Jul 2019
3
Potential Regulation Of Algorithmic Trading
Developments in artificial technology have altered the way that individuals interact with the market and regulators are starting to take note.
United States
12 Jul 2019
4
Not So Distant Ripples In The Pond: The Supreme Courts Tempnology Decision And Equipment Leasing
On May 20, 2019, the Supreme Court decided Mission Product Holdings, Inc. v. Tempnology, LLC, No. 17-1657.
United States
6 Jun 2019
5
OCIE Issues Regulation S-P Risk Alert For Advisers And Broker-Dealers
Privacy and the safeguarding of customer information continues to be an important compliance topic from the SEC's perspective, including its examination staff.
United States
14 May 2019
6
Structured Finance Bulletin - Spring 2019
This article summarizes some of the key trends to watch in 2019 in the consumer asset-backed securities (non-mortgage) space ...
United States
29 Mar 2019
7
Fund Finance Compendium
Mayer Brown has been working on subscription credit facilities and other fund financings for two decades. During this time,
United States
18 Jan 2019
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