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Searching Content indexed under Financial Services by Michael Hermsen ordered by Published Date Descending.
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Will The Earnings Release Be The New 10-Q?
As far back as 2015, the US Securities and Exchange Commission's (the Commission) Advisory Committee on Smaller and Emerging Companies considered ...
United States
28 Dec 2018
2
Securities And Exchange Commission Amends Rules To Implement Registration Requirements Of JOBS Act And FAST Act
On May 3, 2016, the US SEC adopted amendments to the registration, termination of registration and suspension of reporting requirements of rules under the Securities Exchange Act of 1934.
United States
13 May 2016
3
SEC Decreases Filing Fees
The US Securities and Exchange Commission has announced a decrease in the filing fees to be paid by public companies and other issuers.
United States
4 Sep 2013
4
US Securities and Exchange Commission Proposes to Remove References to Credit Ratings from Certain Securities Act and Exchange Act Rules and Forms
On February 9, 2011, the United States Securities and Exchange Commission (SEC), in Release No. 33-9186; 34-63874, proposed removing references to credit ratings from nationally recognized statistical rating agencies (NRSROs) in certain of its rules and forms under the Securities Act of 1933, as amended (the Securities Act), and the Securities Exchange Act of 1034, as amended (the Exchange Act).
United States
25 Feb 2011
5
Corporate Governance and Disclosure Implications of the Dodd-Frank Wall Street Reform and Consumer Protection Act
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") was signed by President Obama on July 21, 2010.
United States
23 Jul 2010
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