Searching Content indexed under Charges, Mortgages, Indemnities by J. Paul Forrester ordered by Published Date Descending.
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Keeping PACE With The Market: CFPB Seeks Information For PACE Financing For Possible Regulations
On March 4, 2019, the Consumer Finance Protection Bureau ("CFPB" or "Bureau") issued an Advance Notice of Proposed Rulemaking seeking comments related to Property Assessed Clean Energy ("PACE")
United States
18 Mar 2019
US Department of Energy Releases Draft Loan Guarantee Solicitation for Up To $4 Billion of Renewable Energy and Efficient Energy Projects
On April 16, 2014, the United States Department of Energy (DOE) released a draft solicitation for loan guarantees of up to $4 billion for innovative renewable energy and efficient energy projects located in the United States to help commercialize technologies that may be unable to obtain full commercial financing.
United States
22 Apr 2014
U.S. Securities and Exchange Commission Adopts Dodd-Frank Mine Safety Rules
Section 1503 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires all issuers that are operators, or that have a subsidiary that is an operator, of a coal or other mine, as defined under the Federal Mine Safety and Health Act of 1977 (MSHA), to make mine safety disclosures in periodic reports filed with the Securities and Exchange Commission. MSHA defines "operator" to include the operator, supervisor or controller of a mine (along with independent contractors performing ser
United States
31 Jan 2012
US Securities And Exchange Commission Issues Concept Release And Request For Comments Regarding Investment Company Exclusion Under Section 3(c)(5)(C) Of The Investment Company Act Of 1940
On August 31, 2011, the United States Securities and Exchange Commission (SEC), in Release No. IC-29778 (Release), provides a concept release and requests public comments regarding mortgage-related pools, including certain real estate investment trusts (REITs) and issuers of mortgage-backed securities, that rely on the exclusion under Section 3(c)(5)(C) of the Investment Company Act of 1940 (ICA or 40 Act).
United States
22 Sep 2011
US Securities and Exchange Commission Proposes to Remove References to Credit Ratings from Certain Securities Act and Exchange Act Rules and Forms
On February 9, 2011, the United States Securities and Exchange Commission (SEC), in Release No. 33-9186; 34-63874, proposed removing references to credit ratings from nationally recognized statistical rating agencies (NRSROs) in certain of its rules and forms under the Securities Act of 1933, as amended (the Securities Act), and the Securities Exchange Act of 1034, as amended (the Exchange Act).
United States
25 Feb 2011
The CFTC and SEC Jointly Propose Definitions for Swap Market Participants
The Dodd-Frank Act requires the US Commodity Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) to define certain so-called "key" terms used in Title VII of the Dodd-Frank Act.
United States
23 Dec 2010
Many Trust Preferred Securities Will Cease to Qualify for Tier 1 Capital Under the Wall Street Reform and Consumer Protection Act (Dodd-Frank Act)
Trust preferred securities have long played a controversial role as a component of tier 1 regulatory capital for depository institutions and their holding companies.
United States
16 Jul 2010
Summary of the US SECís ABS Rule Change Proposal
The US Securities and Exchange Commission (the Commission) has released an important and voluminous notice of proposed rulemaking (the NPR) relating to asset-backed securities (ABS).
United States
27 Apr 2010
US SEC Proposes Massive ABS Rule Changes
The US Securities and Exchange Commission has released a massive rulemaking proposal relating to asset-backed securities (ABS).
16 Apr 2010
Trust Preferred/Tier 1 Capital and FRB Final Rule
The Federal Reserve Board (FRB) recently released its final rule continuing to allow the inclusion of qualifying trust preferred securities in tier 1 capital subject to certain qualitative requirements and quantitative limits that had been proposed in the FRBís earlier notice of proposed rulemaking.
United States
6 May 2005
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