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Searching Content indexed under Capital Adequacy/BASEL by Hogan Lovells ordered by Published Date Descending.
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FIG Bulletin, 6 December 2019
The Financial Conduct Authority (FCA) has published a reminder to firms that, from 9 December 2019, MIFID investment firms and optional exempt firms should use a new form to submit information
UK
10 Dec 2019
2
FIG Bulletin - 25 October 2019
The Financial Conduct Authority (FCA) has announced that cohort 6 of its regulatory sandbox is open for applications until 31 December 2019.
UK
6 Dec 2019
3
FIG Bulletin, 11 October 2019
We are delighted to send you our latest e-newsletter, setting out recent regulatory developments of interest to financial institutions.
European Union
6 Dec 2019
4
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
5
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
6
Fig Bulletin, 12 July 2019
The UK Financial Conduct Authority (FCA) has published an update relating to the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms
UK
22 Jul 2019
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