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Searching Content indexed under Asset Finance by J. Paul Forrester ordered by Published Date Descending.
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FINRA Proposes TRACE Reporting For Most Asset-Backed Securities
On October 31, 2013, the US Financial Industry Regulatory Authority (FINRA) filed with the US Securities and Exchange Commission a proposed rule change to amend FINRA Rule 6700 Series and the related Trade Reporting and Compliance Engine (TRACE) dissemination protocols to disseminate additional Asset-Backed Securities transactions and, concomitantly, to reduce the reporting periods for such securities.
United States
5 Nov 2013
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The US Federal Reserve Board Proposes A Liquidity Coverage Ratio For Large Banking Organizations And Systemically Important Non-Banks
On October 24, 2013, the Board of Governors of the Federal Reserve System (FRB) approved a proposed rule (the Proposed Rule) to strengthen the liquidity positions of large financial institutions.
United States
5 Nov 2013
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