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Searching Content indexed under Finance and Banking by Ruti Smithline ordered by Published Date Descending.
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Morrison & Foerster's 2013 Insider Trading Annual Review - Looking Back
2013 witnessed several long-anticipated developments in the world of insider trading, punctuating another year of aggressive enforcement in the United States and abroad. After years of pursuit, DOJ indicted SAC Capital Advisors LP, and secured a guilty plea pursuant to which the hedge fund agreed to pay a combined record-breaking penalty of $1.8 billion to DOJ and the SEC
United States
14 Jan 2014
2
Recent FCPA Enforcement Actions Show Increased Scrutiny On Financial Services Sector
The U.S. Department of Justice has recently announced the indictment of a managing partner of U.S. broker-dealer Direct Access Partners.
United States
3 Jul 2013
3
FCPA Derivative Suit Dismissed: Complaint Devoid Of Specific Allegations Falls Woefully Short
In November 2010, Tidewater Inc. paid more than $15 million to US regulators to settle charges that it had violated the Foreign Corrupt Practices Act ("FCPA").
United States
12 Jul 2012
4
Regulators Listen To Senate Critics: Eight Ex-Siemens Execs Charged For FCPA Violations
The Siemens case is undoubtedly the biggest case in FCPA enforcement history: the "pattern of bribery" involved was "unprecedented in scale and geographic reach."
United States
27 Dec 2011
5
Diageo’s Settlement With The SEC: A Stocked Bar Of FCPA Trends And Pitfalls
Last week, the Securities and Exchange Commission (the SEC) charged Diageo plc—one of the world’s largest producers and distributors of premium alcoholic beverages—with wide-ranging violations of the Foreign Corrupt Practices Act (the FCPA).
United States
17 Aug 2011
6
Diageo’s Settlement With The SEC: A Stocked Bar Of FCPA Trends And Pitfalls
Last week, the Securities and Exchange Commission (the SEC) charged Diageo plc—one of the world’s largest producers and distributors of premium alcoholic beverages—with wide-ranging violations of the Foreign Corrupt Practices Act (the FCPA).
United States
11 Aug 2011
7
FCPA: Regulators’ Expansive "Foreign Official" Definition Under Attack
For the last several years, federal regulators have enforced the Foreign Corrupt Practices Act (the "FCPA") with an unprecedented, aggressive approach.
United States
30 May 2011
8
Foreign Corrupt Practices Act Compliance: Encouraging Employee Participation and Cooperation to Avoid Whistleblower Claims
The Foreign Corrupt Practices Act ("FCPA") prohibits making payments to foreign officials for the purpose of obtaining or retaining business.
United States
11 Apr 2011
9
2010: Another Record-Breaking Year for FCPA Enforcement, Confirming "New Era"
Since 2007, regulators and commentators alike have touted each passing year as a record-breaking year for FCPA enforcement. 2010 was no exception.
United States
19 Jan 2011
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