Searching Content indexed under Finance and Banking by John Janicik ordered by Published Date Descending.
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Summer 2014 Fund Finance Market Review
n this Summer 2014 edition of our Fund Finance Market Review, we discuss some of the more noteworthy trends impacting the subscription credit facility and fund finance markets.
United States
7 Aug 2014
SEC Joins State and Local Governments in Considering Regulation of Investment Adviser Activities Related to Government Plans
In response to investigations into alleged corrupt practices involving the use of placement agents with respect to public pension funds, retirement systems and other government fund entities, both the Illinois legislature and the New York State Comptroller took action in April of this year to restrict the use of placement agents.
United States
16 Oct 2009
Changes to US Municipal Bond Market Continuing Disclosure Rules Effective July 1
July 1, 2009, marks the arrival of a significantly different continuing disclosure regime for the US municipal bond market.
United States
2 Jul 2009
Sweeping Pension System Reforms Adopted in Illinois; Bans on Pension System Placement Agents and Lobbyists in New York
April 2009 saw the adoption of sweeping pension system reforms in Illinois and New York State that will have a significant effect on investment advisers, managers and consultants.
United States
1 May 2009
Treasury Department Issues Guidance on Build America Bonds
On April 3, 2009, the Treasury Department released Notice 2009-26, which provides guidance on the “Build America Bond” provisions of the American Recovery and Reinvestment Act of 2009.
United States
16 Apr 2009
New Illinois Campaign Contribution and Registration Requirements May Affect Investment Funds and Managers
Two new procurement and campaign contribution regulations, P.A. 95-971 (the "New Ethics Law") and Executive Order No. 3 (2008) (the "Executive Order"), are in effect in Illinois as of January 1, 2009.
United States
3 Feb 2009
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