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Searching Content indexed under Finance and Banking by Andrew Bates ordered by Published Date Descending.
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Title
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Organisation
Author
Date
1
Funds Quarterly Legal And Regulatory Update (Q3) July - September 2019
Funds Quarterly Legal And Regulatory Update (Q3) July - September 2019
Ireland
10 Oct 2019
2
European Union
15 Jul 2019
3
Funds Quarterly Legal And Regulatory Update (Q2) April - June 2019
Irish Investment Limited Partnerships (Amendment) Bill 2019.
Ireland
10 Jul 2019
4
Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
5
Proposed New Regulatory Framework For Investment Firms
The agreement reached on 7 January 2019 will require the approval of the European Parliament before being finalised.
Ireland
23 Jan 2019
6
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
7
AML/CTF: New Registration Requirements
Firms providing certain services, which are already obliged to comply with Anti-Money Laundering (AML) and counter-terrorist financing (CTF) obligations ...
Ireland
11 Dec 2018
8
Specialised Depositaries Update
By way of its Markets Update of November 19, 2018, the Central Bank of Ireland ("Central Bank") has made public its intention to allow for the establishment and authorisation in Ireland...
Ireland
27 Nov 2018
9
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
10
Insurance Quarterly Legal And Regulatory Update Q3 July - September 2018
International Association of Insurance Supervisors ("IAIS")
Ireland
18 Oct 2018
11
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
12
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
13
Insurance Quarterly Legal And Regulatory Update 1 April - 30 June 2018
On 4 April 2018, the Central Bank of Ireland (the "Central Bank") published Guidance on the Approval and Supervision of Special Purpose Vehicles ("SPVs") under Solvency II (the "Guidance").
Ireland
18 Jul 2018
14
5th Money Laundering Directive - Update
On 14 May 2018 the European Council voted in favour of the proposed Fifth Money Laundering Directive namely the ‘Proposal for a Directive (EU) ...
Ireland
13 Jun 2018
15
Publication Of Second Edition Of Central Bank Investment Firms Regulations
As readers will be aware from previous briefings, in March of last year the Central Bank published the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms)...
Ireland
15 Jan 2018
16
Investment Firms Quarterly Legal And Regulatory Update Period Covered: 1 October 2017 – 31 December 2017
On the 6 October 2017, the Central Bank of Ireland ("Central Bank") published the third edition of the Central Bank Investment Firms Q&A.
Ireland
9 Jan 2018
17
Investment Firms Quarterly Legal And Regulatory Update: 1 July 2017 – 30 September 2017
On 14 July 2017, the Department of Finance in Ireland published a MiFID II Feedback Statement on its 2016 public consultation on national discretions under Directive 2014/65/EU and Regulation No 600/2014.
Ireland
16 Oct 2017
18
Central Bank Introduces New Minimum Competency Standards
Following a public consultation on a proposed new minimum competency regime late last year, the Central Bank has published an updated Minimum Competency Code
Ireland
15 Sep 2017
19
Central Bank's Brexit FAQ
The Irish Central Bank has issued a Brexit related FAQ document providing general information to financial services firms considering relocating their operations from the UK to Ireland.
Ireland
22 Aug 2017
20
ESMA's Brexit Opinion On Investment Management
As anticipated in its prior cross-sectoral opinion issued at the end of May, the European Securities and Markets Authority ("ESMA") has, on July 13, 2017...
Ireland
14 Aug 2017
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