Search
Searching Content indexed under Finance and Banking by Lennine Occhino ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Fiduciary Framework For Investment By Defined Contribution Plans In Alternative Assets
With the maturing, growth and increasing importance of defined contribution plans to the retirement security of US employees
United States
15 Jul 2019
2
First Look At DOL's Final Fiduciary Rule
On April 6, 2016, the Department of Labor (DOL) released in final form its massive package of rules, exemptions and amendments to existing exemptions that comprise its Fiduciary Rule.
United States
14 Apr 2016
3
Early Reactions To The US Department Of Labor's Fiduciary Re-Proposal
The US Department of Labor's long-anticipated proposed amendment to regulations defining "investment advice" for the purpose of determining who is a fiduciary (the "DOL Fiduciary Re-Proposal")
United States
20 Jul 2015
4
Summer 2014 Fund Finance Market Review
n this Summer 2014 edition of our Fund Finance Market Review, we discuss some of the more noteworthy trends impacting the subscription credit facility and fund finance markets.
United States
7 Aug 2014
5
Proposed Amendment To Service Provider Fee Disclosure Rules
On March 12, 2014, the US Department of Labor (DOL) proposed an amendment to its fee disclosure regulation under Section 408(b)(2) of the Employee Retirement Income Security Act of 1974.
United States
2 Apr 2014
6
ERISA Exemptions For ABS And MBS Amended
The US Department of Labor (the "DOL") has issued individual exemptions (the "Underwriter Exemptions") under ERISA to a number of institutions that serve as underwriters or placement agents for asset-backed and mortgage-backed securities.
United States
29 Jul 2013
7
Court Rejects PBGC Position That An Investment Fund Is Part Of A Controlled Group For Purposes Of Pension Liabilities Of A Portfolio Company
Late in 2012, in Sun Capital Partners v. New England Teamsters ("Sun Capital"),1 a federal district court in Massachusetts (the "District Court") held that certain private equity funds were not trades or businesses that could be held jointly and severally liable for the pension obligations of a portfolio company in which such funds had invested.
United States
12 Feb 2013
8
Emerging Issues under Interim Final Regulation on Plan Service Provider Fee Disclosure (New Effective Date)
On July 16, 2010, the US Department of Labor (DOL) issued an interim final regulation (the Regulation) amending its longstanding regulations interpreting the statutory exemption for the provision of plan services under Section 408(b)(2) of the Employee Retirement Income Security Act (ERISA).
United States
25 Feb 2011
9
US Department of Labor Proposes to Expand Scope of "Fiduciary" Status under ERISA
The US Department of Labor’s Employee Benefits Security Administration (DOL) has released a proposed amendment to its regulation defining the circumstances under which a person or an entity is considered to be a "fiduciary" under the Employee Retirement Income Security Act (ERISA) by reason of rendering "investment advice" to an ERISA plan.
United States
15 Nov 2010
10
DOL Issues Further Guidance On New Annual Reporting Requirements For Investment Fund Service Provider Compensation
On July 14, 2008, the Department of Labor (DOL) issued FAQs (frequently asked questions) intended to help with the administration and implementation of new annual reporting requirements issued on November 16, 2007, in the form of a revised Form 5500, applicable to most ERISA plans.
United States
23 Jul 2008
Links to Result pages
 
1