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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Using Cap Rates To Value Multifamily Rental Properties
When potential buyers seek financing to acquire a multifamily rental building in an urban area, the obvious first question is the value of the underlying asset. Prospective borrowers and lenders...
United States
21 Sep 2018
2
CFTC Commissioner Quintenz Analyzes Post-Crisis Reforms
CFTC Commissioner Brian Quintenz discussed ways in which he believes a lack of transparency during the financial crisis has been addressed ...
United States
21 Sep 2018
3
SIFMA And BPI Offer Recommendations On Resolution Planning Guidance
SIFMA and the Bank Policy Institute (collectively, the "associations") submitted comments to the Federal Reserve Board and the FDIC (collectively, the "agencies") ...
United States
21 Sep 2018
4
No Uniform Fiduciary Standard – Not So Fast Says New Jersey
Earlier this week, New Jersey Governor Phil Murphy announced that the New Jersey Bureau of Securities would start rulemaking to "impose a fiduciary duty on all New Jersey investment professionals.
United States
21 Sep 2018
5
U.S. Resolution Stay Regulations – Final Rules And ISDA Protocol
As regulators in Europe and elsewhere have done, U.S. banking regulators have introduced new regulations designed to facilitate the resolution of a global systemically important bank (GSIB).
United States
21 Sep 2018
6
ISDA Publishes 2018 U.S. Resolution Stay Protocol: Considerations For The Buy Side
ISDA recently published the ISDA 2018 U.S. Resolution Stay Protocol, which is now open for adherence.
United States
21 Sep 2018
7
Dodd-Frank Reform Creates New Strategic Considerations For Community Banks
In May, President Donald Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Growth Act").
United States
21 Sep 2018
8
Opportunity Zones: How Communities Can Leverage This New Provision To Jumpstart Investment
Even though practitioners are awaiting proposed regulations on the new opportunity zone provision, interested parties are already starting to set up qualified opportunity funds to pool investor capital.
United States
21 Sep 2018
9
Competitive Hiring Tool—Paying Off Employees' Student Loans—Gains Traction
According to the Pew Research Center, as of June 2017, the total amount of U.S. student debt was $1.3 trillion ...
United States
21 Sep 2018
10
SEC Withdraws Two No-Action Letters Regarding Use Of Proxy Advisory Firms – Chairman Clayton Issues Statement Regarding Staff Views
On September 13, 2018, the Division of Investment Management issued an Information Update in which it announced the withdrawal of two no-action letters concerning the circumstances under which ...
United States
20 Sep 2018
11
First Conviction In The United States For FATCA Violations
The former head of an offshore bank pled guilty to conspiracy to defraud the United States by intentionally circumventing the requirements of the Foreign Account Tax Compliance Act ("FATCA"). His guilty...
United States
20 Sep 2018
12
New York DFS Approves Stablecoins (Video)
On September 10, 2018, the New York Department of Financial Services granted approvals to Paxos and Gemini to offer price-stable cryptocurrencies, or "stablecoins," signifying that regulators are open...
United States
20 Sep 2018
13
The Regulators And Guidance: Thou Doth Protest Too Much
In our recent article in The Banking Law Journal, we discussed bank regulatory "guidance" that the U.S. Government Accountability Office ("GAO") ...
United States
20 Sep 2018
14
UK's ICO Fines Marketing Company Over Unsolicited Emails
The UK's data protection authority, the ICO, recently fined marketing firm Everything DM Ltd for sending almost 1.5 million marketing emails without obtaining sufficient consent as required by the...
United States
20 Sep 2018
15
New York DFS Sues OCC Over Newly-Announced National FinTech Charters
In July 2018, the Office of the Comptroller of the Currency announced it would begin accepting national bank charter applications from nondepository FinTech companies
United States
20 Sep 2018
16
Richard Clarida Sworn In As Vice Chair Of Federal Reserve Board
Richard Clarida Sworn In As Vice Chair Of Federal Reserve Board.
United States
20 Sep 2018
17
CFTC Settles 12 Enforcement Actions For Registration, Recordkeeping And Other Violations
A Texas company agreed to pay $75,000 to settle CFTC charges of failing to register as a commodity trading advisor.
United States
20 Sep 2018
18
CFTC And Singapore Regulators Sign FinTech Cooperation Agreement
This is the second cooperation agreement that the CFTC entered into with a non-U.S. authority.
United States
20 Sep 2018
19
Federal Register: CFTC Renews Global Markets Advisory Committee Mandate Until 2020
The GMAC was designed to assist the CFTC on matters of public concern to the exchanges, firms and market users regarding the regulatory challenges of a global marketplace.
United States
20 Sep 2018
20
Reg. Tracker: September 15 To September 30
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance dates, effective dates and expiration dates.
United States
20 Sep 2018
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