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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Student Loans In 2018: Debt Relief Discussions Will Become De Rigueur
2018 may be the beginning of the end of an education finance system that has resulted in overburdened students and families struggling to pay back loans that were too high at their inception...
United States
18 Jan 2018
2
CFTC Approves Amendments To Regulations Under Parts 3 And 9
The CFTC unanimously approved final rules updating Parts 3 and 9 to integrate existing advisory guidance, incorporate SEFs and update provisions currently applicable to designated contract markets (DCMs).
United States
18 Jan 2018
3
New Public Alternative Funds - January 4, 2018
New Public Alternative Funds - January 4, 2018
United States
18 Jan 2018
4
CFTC Issues Relief Regarding Capital Treatment Of Deferred Tax Liabilities From Accounting Principles Changes
The CFTC's Division of Swap Dealer and Intermediary Oversight issued no-action relief to registered futures commission merchants and introducing brokers to exclude deferred tax liabilities...
United States
18 Jan 2018
5
Catalyst, BNP Paribas Partner On Risk Premia Index, Launch Liquid Alternative Fund
Liquid alternative mutual fund specialist Catalyst Funds and BNP Paribas partnered to form the BNP Paribas Catalyst Systematic Alpha Index, a risk premia strategy that allocates between seven strategies ...
United States
18 Jan 2018
6
Proposed EU Guidelines On CCP Requirement For Anti-Procyclicality Margin Measures
On January 8, 2018, the European Securities and Markets Authority launched a consultation on proposed guidelines for national regulators of CCPs on the application of the rules requiring CCPs...
European Union
18 Jan 2018
7
The PRA Postpones The Introduction Of Its Reporting Proposals Set Out Pillar 2 Liquidity Consultation Paper
The PRA has updates its webpage relating to its consultation paper on Pillar 2 liquidity (CP13/17). In its consultation paper, the PRA set out its proposals on a cash flow mismatch risk ...
United States
18 Jan 2018
8
New York DFS Fines Western Union $60 Million For Alleged Violations Of Anti-Money Laundering Laws
Earlier this month, the New York State Department of Financial Services fined The Western Union Company $60 million for allegedly violating the New York Bank Secrecy Act and anti-money laundering laws.
United States
18 Jan 2018
9
D.C. Circuit To Hear Appeal In Fight To Control CFPB
Seyfarth Synopsis: A federal judge on Wednesday denied a request to remove Mick Mulvaney as the CFPB's acting director, finding that the President has authority to appoint the acting director...
United States
18 Jan 2018
10
Underwriting Or Placing Fees, Corporate Finance Contacts And MiFID II
MiFID II is Europe's new financial regulation for investment business which came into effect on 3 January 2018.
United States
17 Jan 2018
11
Weekly Roundup Of Exchange Rules By Category January 12, 2018
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of January 8 to January 12, 2018.
United States
16 Jan 2018
12
SEC Requests Comments On Form PF
The SEC is requesting comment on the collection of information on Form PF ("Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors").
United States
16 Jan 2018
13
Reg. Tracker: January 1 To January 15
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and nomination dates.
United States
15 Jan 2018
14
CFTC Approves Amendments To Rules On Retail Forex Cost Disclosures
The CFTC approved amendments to National Futures Association ("NFA") rules related to disclosures and price adjustments for forex transactions and 2-43.
United States
15 Jan 2018
15
CMBS In 2017 And A Look Ahead
Whether you were waiting for a "wall" or a "wave" to hit the commercial mortgage-backed securities market last year, 2017 did not deliver the massive amount of CMBS refinancings predicted by many at the end of 2016.
United States
15 Jan 2018
16
Analysis Of The SEC's MiFID II No-Action Relief
On October 26, 2017, the SEC staff issued three no-action letters to help broker-dealers, investment advisers and investment companies comply with the European directive known as MiFID II as it pertains to payment...
United States
12 Jan 2018
17
It's Annual Report TimeŚRecent Developments And Trends For The Preparation Of Form 20-F
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S.
United States
12 Jan 2018
18
Freedom To SurchargeŚNinth Circuit Rules Businesses' Can Charge Card Fees
Ninth Circuit upholds district court decision granting five businesses injunctive relief, finding that state law banning credit card surcharges is unconstitutional as applied to the five businesses.
United States
12 Jan 2018
19
FDIC Credit And Consumer Products Survey Warns Of Increasing Risk
The results from an FDIC Credit and Consumer Products Survey suggest that risk is increasing in the industry.
United States
12 Jan 2018
20
FRB Announces Chair And Deputy Chair Appointments For Federal Reserve Banks
The Board of Governors of the Federal Reserve System ("FRB") appointed chairs and deputy chairs of all Federal Reserve Banks for 2018.
United States
12 Jan 2018
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