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Searching Content indexed under Trials & Appeals & Compensation by Richard Rosenfeld ordered by Published Date Descending.
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Salman v. United States: Supreme Court Considers Heightened Personal Benefit Standard For Tipper/Tippee Insider Trading Liability
On October 5, 2016, the United States Supreme Court began hearing argument in Salman v. United States, one of the most closely watched insider trading cases to reach the high court...
United States
6 Oct 2016
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Who Knew? The SEC as the Hidden Regulator of Ginnie Mae Issuers
The United States Securities and Exchange Commission ("SEC") continues to bring enforcement actions focused on government-guaranteed residential mortgage backed securities, notably including those guaranteed by the Government National Mortgage Association ("Ginnie Mae" or "GNMA").
United States
27 Jun 2016
3
US Second Circuit Heightens the Standard of Proof Required To Sustain Tipper/Tippee Insider Trading Convictions
On December 10, 2014, in United States v. Newman, et al., the US Court of Appeals for the Second Circuit clarified the elements required to establish insider trading ..
United States
16 Dec 2014
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