Searching Content indexed under Litigation, Mediation & Arbitration by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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FINRA To Issue Six New Rulemaking Proposals
Amendments to permit FINRA to publish aggregated TRACE volume data on transactions in U.S. Treasury Securities.
United States
17 Oct 2019
SEC Approves Amendments Extending Response Times For Non-Parties In FINRA Arbitrations
The SEC approved amendments to FINRA's customer and industry arbitration rules to extend response times for non-parties to arbitration subpoenas, orders of appearance of witnesses and orders for the production of documents.
United States
14 Jun 2019
Federal Securities Litigation And Regulation: A Periodic Review And Predictions For The Remainder Of 2019
While the past year, or even eighteen months, was short on landmark federal securities law decisions, there was significant activity on the part of private securities litigants.
United States
28 May 2019
M&A Update: The Delaware Supreme Court's Decision In Verition Partners Master Fund Ltd. v. Aruba Networks, Inc.—Calculating Fair Value In Statutory Appraisal Cases
In a decision as notable for its criticisms of the trial court judge as its contributions to Delaware appraisal jurisprudence, the Delaware Supreme Court in Verition Partners Master Fund Ltd.
United States
6 May 2019
Delaware Court Of Chancery Strictly Interprets Merger Agreement In Finding That Rent-A-Center, Inc. Properly Terminated Its Proposed Merger With Vintage Rodeo
In Vintage Rodeo Parent, LLC v. Rent-A-Center, Inc., C.A. No. 2018-0928-SG (Del. Ch. Mar. 14, 2019), Vice Chancellor Glasscock of the Delaware Court of Chancery found that Rent-A-Center, Inc.
United States
17 Apr 2019
Cadwalader Attorneys Review Lender's Claim For Prepayment Premium
On March 18, 2019, the U.S. Bankruptcy Court of the Southern District of New York enforced a mortgage lender's claim for a prepayment premium ...
United States
15 Apr 2019
Cadwalader Adds Market-Leading Trial Group To Global Litigation Team
Sean O'Shea, Michael Petrella and Amanda Devereux joined Cadwalader's New York office as partners in the Global Litigation Group.
United States
12 Mar 2019
SEC Staff Allows Company To Exclude Shareholder Mandatory Arbitration Proposal From Proxy Materials
The staff of the SEC Division of Corporation Finance (the "Division") will not recommend enforcement action against a U.S. company for excluding a shareholder proposal from its proxy materials.
United States
19 Feb 2019
FINRA Proposes Extending Response Times For Non-Parties In Arbitrations
FINRA proposed increasing the amount of time for non-parties to respond to arbitrator subpoenas, orders of appearance of witnesses or orders for the production of documents.
United States
6 Feb 2019
FINRA Proposes To Extend Response Times In Arbitrations
The proposed rule change also makes corresponding changes intended to improve the discovery process.
United States
15 Jan 2019
Reg. Tracker: January 1 To January 15, 2019
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, compliance dates and expiration dates. Click on the links below to view deadlines from January 1, 2019 to January 15, 2019.
United States
8 Jan 2019
Reg. Tracker: October 15 To October 31
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates and expiration dates. Click on the links below to view deadlines from October 15 to October 31.
United States
18 Oct 2018
SEC Approves Amendments To FINRA's Arbitration Procedures
The SEC approved amendments to FINRA's arbitration procedures. The amendments charge parties who request a cancellation within three business days ...
United States
7 Oct 2018
District Court Certifies Class In Best Execution Case
The U.S. District Court for the District of Nebraska (the "Court") granted a motion for the class certification of a claim against a broker-dealer for mishandling customer orders.
United States
6 Oct 2018
District Court Denies Automaker's Motion To Dismiss Charges Relating To "Clean Diesel" Emission Scandal
The U.S. District Court of the Northern District of California denied a German automaker's motions to dismiss securities fraud claims arising from the automaker's alleged material misrepresentations..
United States
14 Sep 2018
Two Former Traders Charged In Connection With Spoofing Scheme
Two former bank traders were charged with one count of conspiracy to commit wire fraud and one count of wire fraud. The traders were accused of engaging in a multiyear spoofing scheme.
United States
6 Aug 2018
Federal Register: SEC Files Proposed Fees For Late Cancellation Of Prehearing Conferences
The SEC published for comment a proposed FINRA rule change that would implement fees for the late cancellation of a prehearing conference.
United States
24 May 2018
Bank Agrees To Pay Settlement To End LIBOR Manipulation Case
HSBC Bank plc ("HSBC") agreed to pay $100 million to settle a class action lawsuit concerning charges of LIBOR manipulation.
United States
5 Apr 2018
English Court Of Appeal Decision In Significant Test Case: Property Alliance Group v Royal Bank Of Scotland
On 2 March 2018, the Court of Appeal handed down its highly-anticipated judgment in PAG v RBS, dismissing all of PAG's grounds of appeal and overturning a finding of fraudulent misrepresentation against RBS.
28 Mar 2018
Proprietary Trading Firm Accuses Unknown Traders Of Manipulating CBOE Volatility Index
A proprietary trading firm filed a complaint accusing unknown traders of manipulating the Chicago Board Options Exchange Volatility Index ("VIX index").
United States
16 Mar 2018
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