Searching Content indexed under Litigation, Mediation & Arbitration by Anna T. Pinedo ordered by Published Date Descending.
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Brokerage Firm Granted Summary Judgment In Reverse Convertible Notes Class Action
On July 11, 2019, the U.S. District Court for the District of Minnesota granted a brokerage firm motion for summary judgment in a class action filed by customers alleging the loss of approximately $1.1 million ...
United States
5 Aug 2019
Extraterritoriality Decision
In 2010, the US Supreme Court in Morrison v. National Australia Bank established a new standard, a transactional test, for determining the extraterritorial application of Section 10(b) ...
United States
7 Mar 2019
Chair Clayton Comments On Mandatory Arbitration Provisions
Consistent with our prior posts on this topic the Securities and Exchange Commission appears to be deferring taking any view on the inclusion of mandatory arbitration provisions in public company bylaws.
United States
4 Mar 2019
Mandatory Arbitration
In recent comments, Commissioner Peirce shared her views on the role of the Securities and Exchange Commission in expressing a view regarding mandatory arbitration provisions.
United States
15 Oct 2018
Application Of The Morrison Case To Unsponsored ADRs
The Ninth Circuit recently decided a case, Automotive Industries Pension Trust Fund v. Toshiba Corp., in which the Circuit court considered the application ...
United States
23 Aug 2018
Coalition Of State Treasurers Oppose Mandatory Arbitration
Although Securities and Exchange Commission Chair Clayton has made clear that the Commission does not intend to focus on addressing mandatory arbitration provisions ...
United States
23 Jul 2018
Pending Class Action Does Not Toll Statute Of Limitations
The U.S. Supreme Court reached a decision in China Agritech, Inc. v. Resh holding that the equitable tolling rule does not apply to subsequently filed class action claims.
United States
9 Jul 2018
Mandatory Arbitration Provisions
Reports that the Securities and Exchange Commission was considering allowing companies that were undertaking IPOs to include mandatory arbitration provisions in their charters raised many concerns.
United States
19 Jun 2018
Ninth Circuit Decision On Exchange Act Section 14(E)
Recently, the Ninth Circuit held that only negligence, not scienter, is required to be shown where a violation of the tender offer provisions of Section 14(e) is alleged.
United States
18 Jun 2018
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