Searching Content indexed under International Trade & Investment by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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OFAC Designates Taiwan-Based Companies And Individuals For Transferring Petroleum Products To North Korea
OFAC designated two Taiwanese individuals and three entities for conducting ship-to-ship ("STS") transfers to help North Korea
United States
4 Sep 2019
OFAC Designates Individuals And Related Procurement Networks For Supporting Iran's Missile Programs
OFAC designated individuals and their procurement networks for supporting multiple Iranian military organizations.
United States
30 Aug 2019
ISDA Aims To Identify Areas Of Opportunity For Greater Efficiencies In Post-Trade Services
ISDA began conducting targeted surveys as part of an initiative to drive efficiencies in post-trade services.
United States
9 Aug 2019
CME And CBOT Issue Fines And Suspensions For Trade Practice Violations
Several traders and a futures commission merchant settled charges for separate trade practice violations.
United States
9 Aug 2019
U.S. Treasury Designates China As Currency Manipulator
U.S. Secretary of the Treasury Steven Mnuchin rejected China's market stability justification for the "concrete steps" the country has taken to devalue its currency.
United States
9 Aug 2019
Southern District Of New York Vacates Insider Trading Guilty Plea Based On Insufficient Personal Benefit Evidence Under United States v. Newman
On June 21, 2019, in United States v. Lee,1 Judge Paul G. Gardephe of the U.S. District Court for the Southern District of New York issued an order vacating the guilty plea of a former investment
United States
10 Jul 2019
OFAC Extends Expiration Dates Of Venezuelan And Ukrainian General Licenses
OFAC extended the expiration dates of a Venezuela-related General License and two Ukraine-related General Licenses.
United States
9 Jul 2019
Executive Order Targets Persons Operating In Iron, Steel, Aluminum And Copper Sectors Of The Iranian Economy
President Donald J. Trump signed an Executive Order authorizing the imposition of sanctions on persons operating in the iron, steel, aluminum or copper sectors of the Iranian economy.
United States
21 May 2019
OFAC Designates Iranian Companies And Militia Groups Linked To Designated Entities
The U.S. Treasury Department Office of Foreign Assets Control ("OFAC") designated Qeshm Fars Air (an Iranian airline) ...
United States
30 Jan 2019
OFAC Issues New Designations Related To North Korea And Libya
Pursuant to Executive Order ("EO") 13722, the U.S. Treasury Office of Foreign Assets Control ("OFAC") designated a South African national for his role in helping North Korea acquire oil.
United States
22 Nov 2018
Risk Desk Interviews CFTC Chair On Cross-Border Issues
Risk Desk editor John Sodergreen interviewed CFTC Chair J. Christopher Giancarlo on the regulation of cross-border swap transactions.
United States
13 Nov 2018
SEC Division Of Corporation Finance Grants Foreign Issuer Relief From Proxy Statement Requirements
The SEC Division of Corporation Finance granted an Israeli public company relief from filing a preliminary proxy statement.
United States
2 Nov 2018
SEC Updates Interpretations On Cross Border Securities Offering Exemptions
The SEC updated Compliance and Disclosure Interpretations ("C&DIs") related to certain cross-border securities offering exemptions.
United States
24 Oct 2018
CFTC Rescinds International Exchange FBOT Registration
According to the Order of Revocation of Registration, the CFTC originally had granted FBOT registration to EZAG on May 30, 2017.
United States
10 Sep 2018
OFAC Adds Foreign Entities And Individual To Sanctions List For Illicit Shipping Activity
The U.S. Treasury ("Treasury") Office of Foreign Assets Control ("OFAC") designated one individual and three entities for their roles in facilitating illicit shipments ...
United States
24 Aug 2018
Treasury Issues Report On Currency Practices Of Major Trading Partners
The U.S. Treasury Department ("Treasury") issued a Report to Congress on Foreign Exchange Policies of Major Trading Partners of the United States.
United States
26 Apr 2017
Rolls-Royce To Pay Record Penalty To Settle Foreign Bribery And Corruption Charges
Rolls-Royce plc and Rolls-Royce Energy Systems Inc. (collectively, "Rolls-Royce") agreed to pay an $800 million global settlement to resolve allegations by the UK Serious Fraud Office ("SFO").
United States
1 Feb 2017
CFTC Obtains Consent Order Against New Zealand Broker For Unregistered Forex Trading
The Order requires them to pay, jointly and severally, $35 million in restitution to defrauded customers and a $420,000 civil monetary penalty.
United States
22 Nov 2016
CFTC And Canadian Provincial Regulators Expand Cross-Border MOU
CFTC Chair Timothy Massad, Superintendent of Securities for Newfoundland and Labrador John O'Brien, and Deputy Minister for Intergovernmental Affairs Patricia Hearn signed a Counterpart to a 2014 MOU.
United States
11 Nov 2016
Fed Discussion Paper Analyzes Cross-Border Effects Of International Banking Regulation
The Board of Governors of the Federal Reserve System published an International Finance Discussion Paper reviewing the cross-border effects of international banking regulation.
United States
28 Sep 2016
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