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Searching Content indexed under International Trade & Investment by Joseph Seliga ordered by Published Date Descending.
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California Imposes Lobbyist Registration Requirement and Contingency Compensation Prohibition on Certain Placement Agents
California Assembly Bill No. 1743 (AB 1743) was introduced in response to investigations into alleged corrupt practices involving the use of placement agents with respect to public retirement systems or pension funds.
United States
 
2 Nov 2010
2
SEC Adopts Advisers Act Pay-to-Play Rule Relating to Government Plans
The US Securities and Exchange Commission (SEC) recently took action to curb pay-to-play abuses with respect to investment advisory services for any "plan or program of a government entity"; essentially, any state or local pension funds, retirement systems or other government plans (all referred to herein as government plans).
United States
31 Jul 2010
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