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Searching Content indexed under Audit by Stikeman Elliott LLP ordered by Published Date Descending.
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Fair Treatment Of Customers: CCIR And FSCO Release Finalized Guidelines
The Canadian Council of Insurance Regulators (CCIR) and the Financial Services Commission of Ontario (FSCO) have released finalized versions of their policies on the fair treatment of customers.
Canada
17 Oct 2018
2
Foreign Auditors Could Face Oversight In Canada
According to CPAB, 597 reporting issuer audits in 95 foreign jurisdictions involved a Component Auditor in 2016.
Canada
2 May 2017
3
IIROC Rule Amendment To Permit Delivery Of Unaudited Summary Financial Statements Upon Client Request
The new standard summary statement of financial position will be generated by the dealer member using the Securities Industry Regulatory Financial Filings system and would be certified by the Chief Financial Officer of the dealer member.
Canada
19 Nov 2015
4
Disclosure Of Auditor Review Of Interim Financial Report: OSC Finds Deficiencies
The OSC released a notice reminding investment fund issuers that, where an auditor has not performed a review of an investment fund's interim financial report, s. 2.12 of NI 81-106 requires the report to be accompanied by a notice indicating that fact.
Canada
12 Dec 2014
5
A Change To Ontario Law On Disclosure Of Privileged Documents To Auditors
The law in Ontario regarding the legal protections that attach to privileged solicitor-client communications shared by a client with its auditors was recently considered.
Canada
10 Nov 2005
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