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Searching Content by Elizabeth Dyer ordered by Published Date Descending.
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Early Reactions To The US Department Of Labor's Fiduciary Re-Proposal
The US Department of Labor's long-anticipated proposed amendment to regulations defining "investment advice" for the purpose of determining who is a fiduciary (the "DOL Fiduciary Re-Proposal")
United States
20 Jul 2015
2
Proposed Amendment To Service Provider Fee Disclosure Rules
On March 12, 2014, the US Department of Labor (DOL) proposed an amendment to its fee disclosure regulation under Section 408(b)(2) of the Employee Retirement Income Security Act of 1974.
United States
2 Apr 2014
3
Deadlines And Developments Employee Benefits & Executive Compensation Update - December 2013
Following is a list of significant developments and deadlines in the areas of Welfare Plans, Qualified Plans and Executive Compensation.
United States
2 Jan 2014
4
ERISA Exemptions For ABS And MBS Amended
The US Department of Labor (the "DOL") has issued individual exemptions (the "Underwriter Exemptions") under ERISA to a number of institutions that serve as underwriters or placement agents for asset-backed and mortgage-backed securities.
United States
29 Jul 2013
5
US Department of Labor Issues Final Rule on Service Provider Fee Disclosure
On February 3, 2012, the US Department of Labor (DOL) issued a final rule (the Final Rule) amending its longstanding regulations interpreting the statutory exemption for the provision of plan services under Section 408(b)(2) of the Employee Retirement Income Security Act (ERISA).
United States
24 Feb 2012
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