Searching Content by Reginald Goeke ordered by Published Date Descending.
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Model Risk Strikes Again: SEC Imposes $3 Million Fine Due To Error In Computer Model
On April 19, 2019, the US Securities and Exchange Commission (SEC) published a settled administrative proceeding against Prosper Funding LLC (Pr)osper) for violating Section 17(a)(2
United States
10 May 2019
OCC Files Amicus In Ninth Circuit Preemption Case
The US Court of Appeals for the Ninth Circuit's recent decision in Lusnak v. Bank of America, N.A.—holding that the National Bank Act did not preempt a California law requiring banks...
United States
30 Apr 2018
OCC Files Amicus Brief In Support Of Bank In Ninth Circuit Case On Preemption Of State Law On Interest On Escrow
OCC's brief argues that the court got the preemption issue in Lusnak wrong, for a number of reasons.
United States
27 Apr 2018
Managing The Early Stages Of Commercial Litigation In The US: Critical First Steps
Mayer Brown's Commercial Litigation group is pleased to announce the second edition of our booklet Managing the Early Stages of Commercial Litigation in the US: Critical First Steps.
United States
12 Dec 2017
Good Deals Gone Bad—Structuring Joint Venture Transactions To Minimize Risks And Formal Disputes
The excitement of establishing a joint venture—and its potential for growth—can cause the parties involved to disregard risks and ignore key protections of interest that should be considered at the onset of the deal.
United States
16 Sep 2016
Director Of US Consumer Financial Protection Bureau Increases Penalty In First Appeal Of Contested Administrative Adjudication
Richard Cordray, director of the Consumer Financial Protection Bureau (CFPB or Bureau), has issued his decision in In re PHH Corporation, the Bureau's first appeal of a contested administrative adjudication.
United States
20 Jul 2015
What ERISA Plan Fiduciaries Can Learn From Tibble v. Edison International
On February 24, the US Supreme Court heard arguments in an ERISA case challenging the prudence of certain investment options included within a 401(k) lineup.
United States
27 Feb 2015
The US Consumer Financial Protection Bureau’s "Abusive" Standard — Early Lessons
The Dodd-Frank Act granted the Consumer Financial Protection Bureau the authority to combat "unfair, deceptive, or abusive" practices in the consumer finance industry.
United States
16 Feb 2015
First Recommended Decision in Contested CFPB Adjudication issued by US Securities and Exchange Commission ALJ
On November 25, 2014, US Securities and Exchange Commission Administrative Law Judge (ALJ) Cameron Elliot issued the first-ever "recommended decision" in a contested Consumer Financial Protection Bureau (CFPB) adjudication.
United States
17 Dec 2014
The Video Protection Privacy Act: Risks And Considerations When Enabling A "Like" Button On Web-Based Video Content
In a recent seminal decision in the action In re: Hulu Privacy Litigation, the Northern District of California denied class certification, without prejudice, to a putative class.
United States
6 Oct 2014
ERISA Stock-Drop Class Actions: As One Door Opens for Plaintiffs, Another Closes
In ERISA stock-drop class actions, plaintiffs routinely allege that their employers breached a duty of prudence by permitting employees to invest their retirement assets in their company’s stock.
United States
26 Jun 2014
Trio of Recent Cases Find Health Care Provider Claims for Underpayment of Benefits Preempted by ERISA
Health insurance providers and managed care organizations (MCOs) faced with provider claims for underpayment of benefits (due to downcoding, bundling, or non-payment of claims) benefitted from a trio of cases decided in the last quarter of 2009.
United States
4 Feb 2010
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