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How To Comply With The Revised Ephemeral-Messaging Provision In The DOJ's Corporate Enforcement Policy
In early March 2019, the Department of Justice (DOJ) revised its Foreign Corrupt Practices Act (FCPA) Corporate Enforcement Policy (the Policy).
United States
31 May 2019
2
DOJ Revises Guidance On Evaluation Of Corporate Compliance Programs
On April 30, 2019, the Assistant Attorney General (AAG) for the U.S. Department of Justice's Criminal Division, Brian Benczkowski, announced the release of an updated version
United States
20 May 2019
3
Top 10 International Anti-Corruption Developments For February 2019
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month,
Worldwide
29 Mar 2019
4
DOJ Announces Revised FCPA Corporate Enforcement Policy
On March 8, 2019, DOJ announced that it had made revisions to its November 2017 FCPA Corporate Enforcement Policy ("the Policy").
United States
29 Mar 2019
5
Top 10 International Anti-Corruption Developments For September 2018
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month...
United States
11 Oct 2018
6
Top Ten International Anti-Corruption Developments For November 2017
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month...
United States
2 Jan 2018
7
Top Ten International Anti-Corruption Developments For December 2016
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month, with links to primary resources.
United States
8 Feb 2017
8
DOJ Suit Against Activist Investor Highlights Narrow Interpretation Of HSR "Investment Only" Exemption
On April 4, 2016, the U.S. Department of Justice (DOJ) filed a civil antitrust lawsuit against activist investor ValueAct Capital.
United States
14 Apr 2016
9
DOJ Announces New FCPA Pilot Program To Encourage Self-Reporting
On April 5, 2016, Assistant Attorney General Leslie Caldwell, who heads the Criminal Division of the Department of Justice (DOJ), announced a new "FCPA pilot program" designed to motivate companies...
United States
14 Apr 2016
10
Lessons From DOJ's FCPA Resolution With PTC China: No Partial Self-Disclosure Credit
In 2015, the Department of Justice (DOJ) made more news for the corporate Foreign Corrupt Practices Act (FCPA) cases that it did not bring than for the two that it did bring...
United States
26 Feb 2016
11
Canada's New Extractive Sector Transparency Measures Act And Its Implications For Companies Subject To The U.S. Foreign Corrupt Practices Act
On June 1, 2015, Canada's Extractive Sector Transparency Measures Act ("ESTMA" or "the Act") came into force.
Canada
19 Jun 2015
12
Heightened Supervision Of Branch Offices — Tips For The Coming Year
In recent years, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) have heightened their expectations of what constitutes a "comprehensive" branch self-inspection program.
United States
15 Dec 2014
13
The More Things Change, The More They Stay The Same
On September 24, 2014, the Federal Trade Commission approved final amendments to the Fred Meyer Guides.
United States
13 Oct 2014
14
New FINRA Supervision Rules Impact Broker-Dealers’ Insider Trading Procedures And Supervisory Controls
Financial Industry Regulatory Authority rules require member firms to establish and maintain a system of written procedures to supervise the activities of its members.
United States
3 Feb 2014
15
SEC Intensifies Scrutiny Of Fee-Based Accounts And Reverse Churning
The SEC is crunching a lot of data these days, and it apparently intends to use some of that data to identify "reverse churning."
United States
3 Jan 2014
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