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Borden Ladner Gervais LLP
Laura Paglia
Laura Paglia
Borden Ladner Gervais LLP
Now The Work Begins — "Client Focused" Registrant Reform Rules Published By Canadian Securities Regulators
05 Nov 2019 | Canada
Canadian Securities Regulators Publish Revamped "Client Focused" Registrant Reform Proposals And Signal Policy Direction On Mutual Fund Embedded Compensation
06 Jul 2018 | Canada
Securities Regulators
10 Jan 2017 | Canada
Chambre De La Sécurité Financière v. Thibault 2016 Qcca 1691
21 Dec 2016 | Canada
"The Status Quo Must Change" — Canadian Securities Administrators Embark On Their Most Ambitious Registrant Regulation Consultation To Date
11 May 2016 | Canada
From The Courts: Investor's Obligations To Mitigate With Notice Of Regulatory Proceedings (And Their Relevance)
02 Feb 2016 | Canada
IIROC - January 29, 2016
02 Feb 2016 | Canada
MFDA: Suitability Infractions By Mutual Fund Advisor
02 Feb 2016 | Canada
Insider Trading - January 29, 2016
02 Feb 2016 | Canada
OSC Freeze Orders: Lower Burden for the OSC to Freeze Property Pursuant to an Investigation
02 Feb 2016 | Canada
From The Courts: Investor's Obligations To Mitigate With Notice Of Regulatory Proceedings (And Their Relevance)
02 Feb 2016 | Canada
Review Of IIROC Enforcement Decisions By Provincial Securities Commissions
01 Feb 2016 | Canada
New Tips For Tipsters: A Quick Review Of The More Vital Variations To The OSC's Proposed Whistleblower Program
11 Nov 2015 | Canada
Securities Snapshot - April 2015
17 Apr 2015 | Canada
Incentivizing Reports Of Misconduct: The OSC Proposes New Whistleblower Program
18 Feb 2015 | Canada
Securities Litigation Snapshot - January 2015
05 Feb 2015 | Canada
Parties Of The Initiative Publish Draft Legislation And Sign Memorandum Of Understanding
06 Oct 2014 | Canada
Trilogy Of Cases On Limitations Periods In Securities Class Actions Granted Leave To Be Heard At The Supreme Court Of Canada
06 Oct 2014 | Canada
Executive Compensation- Business Judgment Rule Clarified
06 Oct 2014 | Canada
Requests To Inspect Documents "Cannot Be Used As A Fishing Rod"
03 Oct 2014 | Canada
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