Mondaq USA: Compliance
Kramer Levin Naftalis & Frankel LLP
La loi n° 2016-1691 relative à la transparence, à la lutte contre la corruption et à la modernisation de la vie économique (dite « Sapin II ») est parue au Journal Officiel le 10 décembre 2016.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and expiration dates.
Seyfarth Shaw LLP
The Opinion takes the groundbreaking step of setting out many of the best practices that attorneys can­—and should—strive to achieve in their passport travels.
Seyfarth Shaw LLP
Florida's recently-enacted House Bill 727 gives businesses a way to deter serial plaintiffs from suing them in Florida courts.
Seyfarth Shaw LLP
The new ISO standard brings significant change that will require considerable time and thought to implement.
Cadwalader, Wickersham & Taft LLP
FinCEN notified U.S. financial institutions that the Financial Action Task Force ("FATF") updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism ("AML/CFT").
Mayer Brown
Regulators have also brought several new enforcement actions during the first quarter of this year under existing pay-to-play rules and ethics laws.
Holland & Knight
On March 27, 2017, the OIG released a 54-page guidance document regarding how to measure the effectiveness of a compliance program.
Cadwalader, Wickersham & Taft LLP
Forty House Democrats urged DOL Office of Regulations and Interpretations ("ORI") Employee Benefits Security Administration Acting Secretary Edward Hugler to reconsider the DOL's proposed delay of the fiduciary rule...
Foley & Lardner
Spurring growth in domestic manufacturing through regulatory reform is a key objective of the Trump Administration.
Without fanfare or forewarning, the US Department of Justice released new anti-corruption compliance guidance on February 8, 2017. The eight page document provides rare insight into the government's evaluation of corporate compliance programs.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Investment Management (the "Division") updated guidance on automated advisers (or "robo-advisors") that provide services directly to clients over the internet.
Jones Day
On February 8, 2017, the United States Department of Justice ("DOJ") Fraud Section published a blueprint for assessing corporate compliance efforts, titled "Evaluation of Corporate Compliance Programs"...
Morrison & Foerster LLP
OCIE also provided examples of the types of deficiencies they see within each compliance topic.
Shearman & Sterling LLP
In January 2017, we published our bi-annual Recent Trends and Patterns in FCPA Enforcement report, part of our FCPA Digest, which provides an analysis of recent enforcement trends and patterns...
Holland & Knight
With year-end FEC filings now submitted and the 2018 election season already underway, federal PAC managers now have the opportunity to reassess efforts to ensuring continuing compliance with federal campaign finance laws.
Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month, with links to primary resources.
Akin Gump Strauss Hauer & Feld LLP
The DOJ's enforcement action does not allege that Sands paid any bribes in violation of the FCPA, but that Sands failed to maintain an adequate system of internal accounting controls under the FCPA.
Jones Day
In 2016, a year after the sharp decrease in both the number and size of corporate FCPA resolutions, the DOJ's and SEC's enforcement activity rebounded, as reflected by a record number of corporate FCPA resolutions...
Holland & Knight
Whether fair or not, Latin America historically has been regarded as a region where corruption is deep and pervasive.
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