Mondaq USA: Corporate/Commercial Law
Shearman & Sterling LLP
In its response, the EBA indicated that it does not intend to open an investigation into the breach of EU law alleged by Caius
Cooley LLP
As you've surely read and heard, there's been a tremendous amount of hand wringing, particularly at the agency and congressional levels, about the steep decline ...
Mayer Brown
The chart below summarizes the business development companies ("BDCs") that have reduced, or sought to reduce, their asset coverage threshold based on filings made with the Securities and Exchange Commission, or SEC, through July 31, 2018.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
The SEC has voted to amend the definition of the term "smaller reporting company" as used in its rules and regulations.
Mayer Brown
Time and technology often conspire to make our existing views and approaches seem dated. It's inevitable, and such is the case with the regulations that address permissible communications by issuers.
Proskauer Rose LLP
At his closing remarks at the National Industry Liaison Group's 2018 annual conference, Acting OFCCP Director Craig Leen announced that the OFCCP is working on a contractor certification program.
BakerHostetler
Earlier this week, the federal court in the Tezos consolidated securities class action proceeding addressed several thorny jurisdictional issues prevalent in many initial coin offerings (ICOs)...
Shearman & Sterling LLP
On August 3, 2018, Judge George C. Steeh of the United States District Court for the Eastern District of Michigan dismissed with leave to amend an individual action asserting, among other things ...
Cooley LLP
In case anyone needed a reminder from the SEC, this case against Sonus Networks, its CFO and VP of Sales may well serve as one: per the SEC's Associate Director of Enforcement, a company
Ropes & Gray LLP
On June 28, 2018, the SEC voted 4-to-1 to adopt a final rule to require operating company financial information and fund risk/return summary information in Inline XBRL format.
Shearman & Sterling LLP
On July 26, 2018, the Securities and Exchange Commission (SEC) denied an application for a rule change that would have allowed the Bats BZX Exchange, Inc. to list and trade shares of the Winklevoss...
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") warned investors of risks associated with "self-directed" individual retirement accounts ("SD-IRAs").
Mayer Brown
Counsel Brian Hirshberg discusses the availability of shelf offerings, capital markets opportunities
Arnold & Porter
The SEC has amended the definition of a "smaller reporting company" by increasing the thresholds at which issuers fail to qualify, thus expanding the number of registrants that qualify as SRCs...
Shearman & Sterling LLP
Compensation arrangements are generally not the driver of activist campaigns, but poor pay practices heighten a company's risk of activist activity and provide activists with additional weapons...
Cooley LLP
Corp Fin has just posted A Small Entity Compliance Guide for Issuers that summarizes the recent amendments to the definition of "smaller reporting company" and related amendments.
Mayer Brown
Discussions on regulatory requirements generally focus on substance. Less often highlighted is how the nuts and bolts of compliance and daily operations are actually carried out—often by third-party service providers.
Thompson Coburn LLP
A prenuptial agreement may be a bit of a loaded concept when it comes to marriage, but it shouldn't be when it comes to your business relationships.
Cadwalader, Wickersham & Taft LLP
In a Mergers and Acquisitions Update, Cadwalader attorneys analyzed two recent decisions by the Delaware Court of Chancery ...
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") provided investors with guidance on traditional and non-traditional index funds.
Latest Video
Most Popular Recent Articles
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Energy & Sustainability Connections brings the latest developments in energy investing, legal insights, company activity, and industry events straight to your inbox.
Jones Day
Technology has transformed the way that directors receive and review information and communicate with each other and with management.
Matson Driscoll & Damico
In my previous article, I discussed the critical need for business owners to have their business valued by a professional appraiser.
Asit Mehta & Associates
India's Ministry of Corporate Affairs is having a busy year. After cracking down on shell companies and LLPs, they have now introduced more stringent KYC norms for directors and designated partners of LLPs in India.
Brown Rudnick LLP
U.S. and non-U.S. companies continue to face a more challenging environment in complying with U.S. international trade laws...
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Arnold & Porter
Enforcement of the US Foreign Corrupt Practices Act (FCPA) was much more active in the first half of this year than in the first half of 2017, the Trump Administration's first year in office.
Bowditch & Dewey
Formerly known as the Smaller Business Association of New England (SBANE), the New England Business Association's Senior Executive Circle is a peer-to-peer advisory group...
Torres Law, PLLC
Past compliance with the full range of international trade, export controls, and economic sanctions laws and regulations should be a critical element of due diligence in mergers and acquisitions.
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with