Mondaq All Regions: Finance and Banking
HHG Legal Group
The Royal Commission was reluctantly agreed to, but has thrown up some startling events in modern Australian banking.
Levy & Salomao Advogados
O começo de milênio trouxe uma impressão de desconforto. As leis, e os direitos, incharam para se transformar em condição primeira de qualquer relação, ...
There is hardly any major business that will not be affected by the entry into force of the EU General Data Protection Regulation (GDPR) on 25 May.
Duff and Phelps
To create long-term viable businesses, investment firms must provide products that serve clients' needs.
Shearman & Sterling LLP
On April 9, 2018, ESMA published a letter from its Chair, Steven Maijoor, to the European Commission seeking clarification on how to interpret the ancillary activity exemption under the revised Markets ...
Dillon Eustace
Earlier this month, the Central Bank published a consultation paper ("CP119") in which it seeks responses from interested stakeholders to proposed amendments to the Central Bank UCITS Regulations.
TMF Group
It's fair to say that with so many economies in growth phase, Asia Pacific represents rich pickings for global PE/RE managers, as well as domestic players.
Pinsent Masons LLP
The Financial Conduct Authority has released its business plan for 2018/19, focusing heavily on the resources needed to deal with the UK's withdrawal from the EU.
Pinsent Masons LLP
Note, however, that the regulator of social housing in Northern Ireland remains the Department for Communities acting through its Housing Regulation Branch.
Shearman & Sterling LLP
On April 9, 2018, the Financial Conduct Authority published its Business Plan for 2018/19 which sets out its key priorities for the coming year. The FCA confirms that it will continue to focus on issues ...
STA Law Firm
Securitization is a powerful financial tool that renders possible the profitability of illiquid assets. We all agree that securitization contributed to the 2008 Financial Crisis...
Cadwalader, Wickersham & Taft LLP
CFTC Grants CPO Relief From Annual Report Filing Requirement
Cadwalader, Wickersham & Taft LLP
Board of Governors of the Federal Reserve System ("FRB") Governor Lael Brainard urged the FRB and banking institutions to "safeguard" capital and liquidity protections as cyclical pressures increase.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate voted to repeal Consumer Financial Protection Bureau ("CFPB") regulatory guidance on auto-loan financing, which purported to regulate discriminatory dealer markups on car loans to consumers.
Ropes & Gray LLP
The Adviser Conduct Proposal reaffirms that the Advisers Act fiduciary duty derives from common law principles.
Carlton Fields
On April 18, the SEC voted four to one to propose new standards of conduct for broker-dealers (BDs) and investment advisers (IAs).
Shearman & Sterling LLP
On April 12, 2018, the U.S. Department of the Treasury announced that John E. Smith will be stepping down as director of the U.S. Office of Foreign Assets Control in early May 2018.
Shearman & Sterling LLP
On April 9, 2018, the FCA published a discussion paper on its proposed approach to using ex post impact evaluation to assess the impact of its work on consumers, firms and markets.
Shearman & Sterling LLP
On April 10, 2018, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a Framework ...
Shearman & Sterling LLP
On April 9, 2018, the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions published final Technical Guidance ...
Latest Video
Most Popular Recent Articles
ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
Norton Rose Fulbright Australia
Businesses should regularly review their insurance policies and consider the scope of cover and existing policy limits.
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Corrs Chambers Westgarth
Principals and head contractors should be aware of (and comply with) the changes, or risk being in breach of the new Act.
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Holley Nethercote commercial & financial services lawyers
The Australian Financial Complaints Authority becomes a 'one stop shop' for the resolution of all financial complaints.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Font Size:
Mondaq on Twitter