Mondaq All Regions: Finance and Banking
HHG Legal Group
The Royal Commission was reluctantly agreed to, but has thrown up some startling events in modern Australian banking.
Levy & Salomao Advogados
O começo de milênio trouxe uma impressão de desconforto. As leis, e os direitos, incharam para se transformar em condição primeira de qualquer relação, ...
Kinstellar
There is hardly any major business that will not be affected by the entry into force of the EU General Data Protection Regulation (GDPR) on 25 May.
Duff and Phelps
To create long-term viable businesses, investment firms must provide products that serve clients' needs.
Shearman & Sterling LLP
On April 9, 2018, ESMA published a letter from its Chair, Steven Maijoor, to the European Commission seeking clarification on how to interpret the ancillary activity exemption under the revised Markets ...
Dillon Eustace
Earlier this month, the Central Bank published a consultation paper ("CP119") in which it seeks responses from interested stakeholders to proposed amendments to the Central Bank UCITS Regulations.
TMF Group
It's fair to say that with so many economies in growth phase, Asia Pacific represents rich pickings for global PE/RE managers, as well as domestic players.
Pinsent Masons LLP
The Financial Conduct Authority has released its business plan for 2018/19, focusing heavily on the resources needed to deal with the UK's withdrawal from the EU.
Pinsent Masons LLP
Note, however, that the regulator of social housing in Northern Ireland remains the Department for Communities acting through its Housing Regulation Branch.
Shearman & Sterling LLP
On April 9, 2018, the Financial Conduct Authority published its Business Plan for 2018/19 which sets out its key priorities for the coming year. The FCA confirms that it will continue to focus on issues ...
STA Law Firm
Securitization is a powerful financial tool that renders possible the profitability of illiquid assets. We all agree that securitization contributed to the 2008 Financial Crisis...
Cadwalader, Wickersham & Taft LLP
CFTC Grants CPO Relief From Annual Report Filing Requirement
Cadwalader, Wickersham & Taft LLP
Board of Governors of the Federal Reserve System ("FRB") Governor Lael Brainard urged the FRB and banking institutions to "safeguard" capital and liquidity protections as cyclical pressures increase.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate voted to repeal Consumer Financial Protection Bureau ("CFPB") regulatory guidance on auto-loan financing, which purported to regulate discriminatory dealer markups on car loans to consumers.
Ropes & Gray LLP
The Adviser Conduct Proposal reaffirms that the Advisers Act fiduciary duty derives from common law principles.
Carlton Fields
On April 18, the SEC voted four to one to propose new standards of conduct for broker-dealers (BDs) and investment advisers (IAs).
Shearman & Sterling LLP
On April 12, 2018, the U.S. Department of the Treasury announced that John E. Smith will be stepping down as director of the U.S. Office of Foreign Assets Control in early May 2018.
Shearman & Sterling LLP
On April 9, 2018, the FCA published a discussion paper on its proposed approach to using ex post impact evaluation to assess the impact of its work on consumers, firms and markets.
Shearman & Sterling LLP
On April 10, 2018, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a Framework ...
Shearman & Sterling LLP
On April 9, 2018, the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions published final Technical Guidance ...
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ClarkeKann Lawyers
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