Mondaq USA: Finance and Banking
Morrison & Foerster LLP
In between holiday shopping and merriment, we here at the Financial Services Report are pondering what's in a name. Not much, said Shakespeare.
Cadwalader, Wickersham & Taft LLP
Based on data from the Bank for International Settlements, ISDA found that OTC derivatives notional outstanding went up during the first half of 2018.
Cadwalader, Wickersham & Taft LLP
The CFTC proposal to amend Rule 160.5 - which requires certain "covered persons" to provide annual privacy notices to customers at least once a year during the life of the customer relationship - was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board and Consumer Financial Protection Bureau (collectively, the "agencies") proposed amendments (the "2018 proposal") to Regulation CC, which implements the Expedited Funds Availability Act ("EFA Act").
Cadwalader, Wickersham & Taft LLP
CFTC is alleging that apples and oranges are the same, and that if you bid or offer apples at a price different than the market price for oranges, you are manipulating.
Cadwalader, Wickersham & Taft LLP
A financial investment firm agreed to pay $425,000 to settle charges for impeding a Chicago Mercantile Exchange investigation.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.
Cadwalader, Wickersham & Taft LLP
She also worked for the House Committee on Appropriations and the Senate Committee on Appropriations.
Cadwalader, Wickersham & Taft LLP
Five traders agreed to settle Chicago Mercantile Exchange "spoofing" charges.
Morrison & Foerster LLP
The MoFo European Private Funds Group knows you are busy so we don't waste your time. Below are the tracks we are listening to right now – and why they matter:
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee ("ARRC") published two consultations on U.S. dollar (USD) LIBOR fallback contract language for bilateral business loans and securitizations.
Cadwalader, Wickersham & Taft LLP
Experts debated the role of proxy advisory firms and other shareholder voting issues before the U.S. Senate Committee on Banking, Housing and Community Affairs.
Cadwalader, Wickersham & Taft LLP
FINRA highlighted key areas in which broker-dealers failed to establish and maintain adequate supervisory controls and compliance programs.
Kramer Levin Naftalis & Frankel LLP
L'Autorité des Marchés Financiers (AMF) a fort opportunément rappelé, dans un Communiqué du 24 octobre 2018, que les sociétés qui souhaitaient mettre ...
Troutman Sanders LLP
On November 21, in Sweely Holdings LLC v. SunTrust Bank et al., the Supreme Court of Virginia issued an opinion that is beneficial to the mortgage industry in Virginia because it upheld a bank's right
Troutman Sanders LLP
On December 4, the Federal Trade Commission announced that it is seeking comment on whether the agency should make changes to rules requiring that financial institutions and creditors...
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo urged the UK and EU authorities to provide derivatives market participants with "legal and regulatory certainty."
Cadwalader, Wickersham & Taft LLP
The FDIC is requesting feedback on ways in which it can enhance the deposit insurance application process.
Ropes & Gray LLP
In an opinion released on November 30, 2018, federal Circuit Judge Richard Sullivan dismissed a lawsuit brought by the U.S. Commodity Futures Trading Commission.
Morrison & Foerster LLP
On December 7, 2018, FINRA released its report describing its examination findings.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Troutman Sanders LLP
Earlier this week, InsideArm identified a subtle change to the Massachusetts Attorney General's website that may reflect an unannounced change in the regulations governing third-party collection agencies in Massachusetts.
Arnold & Porter
The 2018 election was a wave election, but it was a smaller wave than Democrats had been hoping for in the summer of 2018.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
Dentons
US and non-US persons risk monetary fines and secondary sanctions, as well as negative commercial and reputational consequences, if they engage in prohibited transactions involving Iran.
Stroock & Stroock & Lavan LLP
The 2017 Tax Cuts and Jobs Act created a new incentive for investment in qualified low-income communities known as qualified opportunity zones ("QOZs").
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Arnold & Porter
Following historical trends, the first mid-term Congressional election in the Trump Administration has concluded with a new Democratic majority in the House of Representatives.
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