Mondaq USA: Finance and Banking
Debevoise & Plimpton
2021 will mark a step change in the way the European Union regulates environmental, social and governance issues (ESG) in the financial services industry.
Cadwalader, Wickersham & Taft LLP
Two interdealer brokers ("IDBs") settled separate New York Attorney General ("NYAG") and CFTC charges for fraudulent practices involving foreign exchange currency options.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board Vice Chair Randal K. Quarles reviewed Financial Stability Board ("FSB") activity and raised issues that continue to affect the global financial system.
Cadwalader, Wickersham & Taft LLP
In its annual Bank Supervision Operating Plan, the Office of the Comptroller of the Currency ("OCC") listed several key areas of focus for FY 2020.
Cadwalader, Wickersham & Taft LLP
At the CFTC Technology Advisory Committee ("TAC") meeting, CFTC Commissioner and Committee Chair Brian Quintenz
Ropes & Gray LLP
The private credit industry grew by leaps and bounds over the past decade: AUM jumped to $769 billion as of June 2018, from $275 billion in 2009.
Shearman & Sterling LLP
In the recent case of Lamesa Investments Ltd v Cynergy Bank Ltd [2019] EWHC 1877 (Comm), the High Court upheld the bank's attempt to avoid a common banking dilemma: ...
Morrison & Foerster LLP
Morrison & Foerster has advised EQT Credit, as sole term lender in respect of Oakley Capital's investment in Seagull and Videotel. The drawn committed financing of EQT Credit (through its Direct ...
Kramer Levin Naftalis & Frankel LLP
Public Alternative Funds Archive - 2018 (October 03, 2019 )
Cadwalader, Wickersham & Taft LLP
A registered futures commission merchant ("FCM") settled CFTC charges for engaging in prohibited noncompetitive, fictitious wash sales.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC (collectively, the "agencies") adopted a final rule to increase the major asset
Cadwalader, Wickersham & Taft LLP
A voice broker settled CFTC charges for (i) mishandling confidential customer information, (ii) failing to retain audio recordings of block trades and (iii) failing to supervise.
Cadwalader, Wickersham & Taft LLP
U.S. Representatives Carolyn B. Maloney (D-NY) and Patrick McHenry (R-NC) introduced a bill that would require all eight U.S.
Cadwalader, Wickersham & Taft LLP
The CFTC settled enforcement cases against six swap dealers that all involved reporting failures. In addition to the reporting failures
Ward and Smith, P.A.
You may not run a global media conglomerate, but even closely held business owners (and perhaps especially closely held family business owners) can find themselves in a bind if they fail ...
Cadwalader, Wickersham & Taft LLP
The Treasury Department and the Federal Housing Finance Agency ("FHFA") agreed to modifications to the Preferred Stock Purchase Agreements ("PSPAs") ...
Cadwalader, Wickersham & Taft LLP
ISDA CEO Scott O'Malia called for specific changes to the current credit valuation adjustment ("CVA") capital framework, criticizing the requirements for not being appropriate or risk-sensitive.
Cadwalader, Wickersham & Taft LLP
A proprietary trading firm and its founder settled CFTC charges (see here and here) for engaging in spoofing.
Milbank LLP
Milbank LLP advised MidCap Financial in its successful acquisition of substantially all of PNC Bank's Franchise Finance loan portfolio.
Squire Patton Boggs LLP
It is no secret that U.S. correspondent banking relationships are indispensable to global commerce. Indeed, access to the U.S.
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Pasich LLP
As lawyers, it seems like hardly a day goes by without receiving a suspicious email.
Proskauer Rose LLP
The trend of direct lenders providing preferred equity financing to support sponsors and operating companies has only accelerated in the two years since we first wrote on the topic (available here).
Gibson, Dunn & Crutcher
The False Claims Act (FCA) is well-known as one of the most powerful tools in the government's arsenal to combat fraud, waste and abuse anywhere government funds are implicated.
Shearman & Sterling LLP
Čibuk 1, a 158 MW onshore windfarm (the Project), is being developed by Vetroelektrane Balkana, or Wind Energy Balkan Group (WEBG), in Dolovo, the Republic of Serbia
BakerHostetler
A U.K.-based credit score and reporting company has partnered with Ocyan to launch RomanAgora, a blockchain-based marketplace used for verifying credit applications
Milbank LLP
Milbank LLP advised the initial purchasers and deal managers in connection with two issuances and two tender offers by Banco de Crédito del Peru
McDermott Will & Emery
First introduced in 2013, the SAFE Banking Act passed the House 321-103 yesterday. This bill provides safe harbor to banks and financial institutions...
Moritt, Hock & Hamroff LLP
It goes without saying that most businesses are dependent on outside financing. However, when it comes to states where marijuana is legal, it's still a federal crime to finance the companies involved
Seyfarth Shaw LLP
Yesterday, the House of Representatives passed H.R. 1595, the Secure and Fair Enforcement Banking Act (SAFE Act)
Shearman & Sterling LLP
Partner Nathan Greene and associate Justin Reda (both New York-Investment Funds) have published a two-part article titled "Financial Services Regulation for Fintech Companies"
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