Mondaq USA: Finance and Banking
Mayer Brown
Federal redlining enforcement has waned in recent years, but redlining risk has not disappeared. On October 4, two consumer advocacy groups ...
Cadwalader, Wickersham & Taft LLP
The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester Peirce laid out an agenda for implementing the agency's security-based swap rules under Title VII of Dodd-Frank.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester M. Peirce advocated for a flexible regulatory approach that allows firms to experiment with new technologies and provides investors with a wider selection of investment choices.
Cadwalader, Wickersham & Taft LLP
Throughout this scheme, the principal allegedly failed to disclose to his customers that his personal company was the counterparty to their block trades.
Cadwalader, Wickersham & Taft LLP
The CFTC and DOJ entered charges against a group of former commodities traders in connection with an alleged $60 million spoofing conspiracy.
Mayer Brown
To the relief of motor vehicle sales finance companies active in Connecticut, Connecticut Banking Commissioner Jorge L. Perez ...
Jones Day
Commodity brokerage firms need to be vigilant as the CFTC signals increased policing and prosecution of insider trading.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") amended its Bylaw 1303 governing a Member's failure to timely pay certain fees
Cadwalader, Wickersham & Taft LLP
The case serves as a reminder that many of the largest frauds at financial institutions have been perpetrated by employees of those institutions.
Proskauer Rose LLP
Former SDNY U.S. Attorney Preet Bharara and SEC Commissioner Jackson recently announced, via NY Times op-ed, the creation of the Bharara Task Force on Insider Trading.
Cadwalader, Wickersham & Taft LLP
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam affirmed that he will work to rebuild trust between consumers and the financial industry ...
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Cooley LLP
The public debate about hedge-fund activism has long been informed by academic literature that found increases in shareholder value and operating performance after activist interventions.
Cadwalader, Wickersham & Taft LLP
This briefing reviews developments in European CMBS since the financial crisis and focuses on (1) 2011-15 European CMBS transactions ...
Cadwalader, Wickersham & Taft LLP
In remarks at the 2018 Federal Reserve Stress Testing Research Conference, Federal Reserve Bank of New York Executive Vice President ...
Shearman & Sterling LLP
On October 4, 2018, the Global Foreign Exchange Committee published an update on the ongoing work of its four priority working groups:
Dentons
Dentons is pleased to present the October 2018 edition of the Global Financial Markets Regulatory Review.
Latest Video
Most Popular Recent Articles
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Lewis Roca Rothgerber Christie LLP
A recent change to California law significantly limits the ability of debt collectors to collect a time-barred consumer debt. Effective January 1, 2019, amendments to the Rosenthal Fair Debt Collection Practices Act ...
BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Milbank, Tweed, Hadley & McCloy LLP
Law students interested in practicing transactional law, from M&A to securities transactions, often ask how much business experience and training they need in order to launch a successful career.
Schnader Harrison Segal & Lewis LLP
The Fair Debt Collection Practices Act (FDCPA) prohibits debt collectors from using "any false, deceptive, or misleading representation or means in connection with the collection of any debt."
Kramer Levin Naftalis & Frankel LLP
Destra Capital Investments and LCM Investment Management agreed that Destra will sub-distribute Multi-Strategy Growth & Income Fund, a closed-end interval fund.
Sheppard Mullin Richter & Hampton
On August 17, 2018, the Securities and Exchange Commission (SEC) approved amendments to certain of its disclosure requirements that have become redundant, duplicative ...
Jones Day
The former head of an offshore bank pled guilty to conspiracy to defraud the United States by intentionally circumventing the requirements of the Foreign Account Tax Compliance Act ("FATCA"). His guilty...
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with