Mondaq UK: Finance and Banking
Shearman & Sterling LLP
On November 21, 2018, HM Treasury published explanatory guidance on a draft statutory instrument, the Official Listing of Securities, Prospectus and Transparency (Amendment) (EU Exit) Regulations 2019.
Dentons
The Financial Stability Board (FSB) published reports on implementation of Over-the-Counter (OTC) derivatives reforms and removal of legal barriers
Dentons
Will they or won't they? This was a recurring prelude to a number of pressing Brexit questions during November.
Shearman & Sterling LLP
On November 13, 2018, ESMA launched a consultation on proposed Guidelines for Money Market Fund Managers, to assist them in complying with their obligations ...
GuernseyFinance
TISE GREEN listing is open to investments from any jurisdiction.
GuernseyFinance
The Guernsey Green Finance Group will enable us to take a broad strategic approach as a jurisdiction to the development of green and sustainable finance.
Jersey Finance Limited
This scheme adds yet another string to Jersey's bow when it comes to attracting business from overseas.
Jersey Finance Limited
Students, school leavers, undergraduates and career switchers will have the chance to find out more about the increasingly broad range of career options available across Jersey's finance industry at a festive-themed event this weekend.
Squire Patton Boggs LLP
Where a lender has the absolute discretion to do something under a loan, their position will be protected according to the recent High Court decision in UBS AG v Rose Capital Ventures Limited,
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On October 30, 2018, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency jointly invited comment on a proposed regulation.
Cadwalader, Wickersham & Taft LLP
According to the CFTC, there are now 20 EU-authorized venues that are exempted MTFs or OTFs.
Anderson Strathern LLP
Mr K had two terms loans and one revolving credit agreement with RBS.
Clyde & Co
The Economy, Energy and Fair Work Committee has published their Stage 1 Report on the Damages (Investment Returns and Periodical Payments) (Scotland) Bill.
Shearman & Sterling LLP
On November 19, 2018, the Bank of England published the "Dear CFO" letter sent by its Resolution Directorate to the Chief Financial Officers of relevant entities in financial groups ...
Squire Patton Boggs LLP
A Norwich Pharmacal Order ("NPO") forces a third party to disclose documents or information to an applicant.
Dentons
The government has published explanatory information on some proposed regulations that would address deficiencies in the prospectus and market abuse regimes as a result of Brexit and form part of the government's contingency planning strategy for a no-deal scenario.
Shearman & Sterling LLP
On November 22, 2018, the U.K. Prudential Regulation Authority published a consultation paper entitled "The systemic risk buffer: Updates to the Statement of Policy," proposing minor updates to its Statement of Policy, "The PRA's approach to the systemic risk buffer."
Shearman & Sterling LLP
On November 23, 2018, the U.K. Treasury Committee announced the launch of a new Inquiry into IT failures in the financial services sector.
Shearman & Sterling LLP
On November 15, 2018, the Bank of England published a letter sent by its Financial Market Infrastructure Directive to compliance officers of U.K. firms ...
Cadwalader, Wickersham & Taft LLP
In a draft policy note titled The Benchmarks (Amendment) (EU Exit) Regulations 2018: Explanatory Information, the UK Government detailed its approach to "onshoring financial services legislation."
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Pinsent Masons LLP
Megan Butler, FCA Executive Director of Supervision – Investment, Wholesale and Specialists has written a letter [28.09.2018] to the Women and Equalities Committee.
Dentons
All businesses are at risk of cyber attacks. Having in place appropriate policies and procedures, however, helps to mitigate the risk of a cyber attack.
Mayer Brown
Two sets of regulations will come into force on 13 January 2019 that implement the requirements of the EU IORP II Directive into UK law.
ICSA
The Big Four auditors are coming under increasing amounts of scrutiny over financial reporting standards
Jersey Finance Limited
A private wealth transfer worth $30 trillion between baby boomers and the current generation is imminent, but with ample professional advice there is no cause for undue stress, a Jersey-based report assures.
Shearman & Sterling LLP
On October 31, 2018, the European Banking Authority published a final report setting out finalized Guidelines on management of non-performing exposures (NPEs) and forborne exposures (FBEs).
Jersey Finance Limited
Jersey offers easy and cost-effective marketing into the EU through NPPRs, providing non-EU fund managers with an attractive alternative to the Alternative Investment Fund Managers Directive (AIFMD) passport.
MJ Hudson
Over the past few years, the rise of multi-asset strategies, especially DGFs, has been a significant trend in the UK institutional market.
Shearman & Sterling LLP
On November 13, 2018, HM Treasury published a draft of the Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2018 ...
Shearman & Sterling LLP
On November 8, 2018, the Joint Committee of the European Supervisory Authorities launched a consultation on draft joint guidelines on the cooperation and information exchange between national...
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