Mondaq USA: Finance and Banking
Dentons
The Senate Banking Committee held a hearing on September 10 on the Trump administration's housing finance reform plans.
Jones Day
The International Swaps and Derivatives Association ("ISDA") is in the midst of consulting the market on a wide variety of issues to develop "triggers" and "fallbacks"
Mayer Brown
The revisions defer further action on the covered fund issues most relevant to securitizations and CLOs to a later rulemaking.
Mayer Brown
The Wall Street Journal recently quoted Mayer Brown Partner Matthew F. Kluchenek regarding a federal judge's demand that the new chairman and two commissioners of the Commodity Futures Trading Commission
Ostrow Reisin Berk & Abrams
Since 2012, more than 100 portals focused on CRE investments have launched and various investment models have emerged.
Ostrow Reisin Berk & Abrams
A shift in model meant a greater need for inventory discernment and an entirely new e-commerce solution.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight granted a CPO no-action relief from the requirement to register as a CPO
Cadwalader, Wickersham & Taft LLP
A registered futures commission merchant settled CFTC charges for failing to provide sufficient audit trail data, which "substantially delayed" a CFTC Division of Enforcement ("Division")
Cadwalader, Wickersham & Taft LLP
A former Chief Compliance Officer/General Securities Principal ("CCO/GSP") settled FINRA charges for failing to (i) update employee forms concerning reportable events within 30 days of discovery
Cadwalader, Wickersham & Taft LLP
The associated person of an introducing broker agreed to settle CFTC and CME charges (see here and here, respectively) for fraudulent solicitation
Cadwalader, Wickersham & Taft LLP
A general securities representative settled FINRA charges for advising customers to purchase Leveraged and Inverse Exchange Traded Funds ("LIETFs")
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
Kramer Levin Naftalis & Frankel LLP
Paris counsel Pierre Storrer authored an article titled "Une nouvelle catégorie de moyens de paiement : les moyens d'échange numérique" which was published by RTDF on Sept. 4, 2019.
Kramer Levin Naftalis & Frankel LLP
Paris counsel Pierre Storrer authored an article titled "La circulation de monnaie électronique" which was published by the French publication Banque & Droit in August 2019.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") requested comment on a proposal to establish capital requirements for certain supervised insurance companies.
Cadwalader, Wickersham & Taft LLP
SIFMA urged the Federal Reserve Board to revise the Global Market Shock ("GMS") and Large Counterparty Default ("LCD") components of the Comprehensive Capital Analysis and Review ("CCAR") framework.
Cadwalader, Wickersham & Taft LLP
The New York State Department of Financial Services ("NYDFS") authorized an existing NYDFS licensee to offer a gold-backed virtual currency.
Cadwalader, Wickersham & Taft LLP
The U.S. Department of the Treasury issued a mortgage reform plan. The "Housing Reform Plan" was developed pursuant to a Presidential Memorandum with the following goals:
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape
Debevoise & Plimpton
The U.S. Supreme Court recently narrowed the circumstances under which a court will defer to an agency's interpretation of its own regulation.
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Morrison & Foerster LLP
On August 20, 2019, the Office of the Comptroller of the Currency ("OCC") and the Federal Deposit Insurance Corporation ("FDIC") approved a final rule (the "2019 Final Rule")
Debevoise & Plimpton
The first half of 2019 has seen increased clarity on a number of substantial issues that have affected both general and limited private equity partners.
Butler Snow LLP
No, we have not reversed global warming. But, we do have the Immigration and Customs Enforcement ("ICE") coming to our meetings in August.
Mayer Brown
Buying and selling receivables, the obligor of which is the United States government, requires consideration of the Federal Assignment of Claims Act ("FACA").
BakerHostetler
This week the New York State Department of Financial Services announced that it has authorized a major U.S. cryptocurrency exchange and custodian to offer two new virtual currency products.
Cahill Gordon & Reindel LLP
Recent litigation involving the telecommunications company Windstream Services, LLC and Aurelius Capital Master, Ltd. has heightened market focus on noteholders that, through derivatives, take an economic interest ...
Cadwalader, Wickersham & Taft LLP
On August 29, 2019, an Illinois court denied a petition by a political activist and a hedge fund seeking leave to file a lawsuit claiming that approximately $16 billion of Illinois's
Proskauer Rose LLP
In early August 2019, the Luxembourg regulator, the Commission de Surveillance du Secteur Financier (the "CSSF"), confirmed in a press release that it had opened an online portal to allow UK firms currently using a financial...
BakerHostetler
This week, the U.S. Securities and Exchange Commission (SEC) issued to Pocket Full of Quarters Inc. (PoQ) a no-action letter related to PoQ's distribution of its Quarters product, an ERC20 token.
Morrison & Foerster LLP
On August 20, 2019, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) approved a final rule
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