LATEST ARTICLES
Australia
K&L Gates
On 28 March 2024, the Federal Court handed down its verdict on the greenwashing civil penalty action brought by the Australian Securities and Investments Commission (ASIC).
Canada
Aird & Berlis LLP
On March 19, 2024, the Capital Markets Tribunal (the "Tribunal") introduced substantial amendments to its Rules of Procedure (the "Rules"). The new Rules replace the former Rules...
McCarthy Tétrault LLP
Bienvenue dans ce nouveau volet de notre série portant sur les modèles de documents offerts par l'Association canadienne du capital de risque et d'investissement (CVCA).
Dentons
The Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) conducted a continuous disclosure review (CD Review)...
Blake, Cassels & Graydon LLP
On March 21, 2024, the Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) published CSA Multilateral Staff Notice 81-337 outlining...
Hong Kong
Lewis Silkin
高等法院最近的一项判决确认，即使上市公司董事没有获得任何经济收益...
Lewis Silkin
A recent High Court decision confirmed that directors of listed companies may be disqualified and / or ordered to personally compensate the company for the misappropriation...
India
IndusLaw
The Securities and Exchange Board of India ("SEBI") has recently started issuing observations to Initial Public Offering ("IPO") bound companies to ensure that the disclosures...
K Singhania & Co
India's Union Cabinet recently approved a significant amendment to the Foreign Direct Investment (FDI) Policy, aiming to open up the country's space sector to foreign participation.
Vaish Associates Advocates
Securities Exchange Board of India ("SEBI"), vide its circular dated August 24, 2023 ("FPI Circular"), had mandated additional disclosures for foreign portfolio investors ("FPIs") fulfilling certain objective criteria.
United States
Jones Day
Jurisdictions are requiring large corporations and other entities to report on the environmental risks they face and how their business operations impact the climate.
Proskauer Rose LLP
The SEC's new and proposed rules on cybersecurity and cyber-incident reporting will have a dual impact on private investment advisers and funds.
Cadwalader, Wickersham & Taft LLP
On March 6, 2024, the SEC finalized and adopted rules on climate-related disclosures for public companies, including foreign private issuers, that are less onerous than the original proposed rules published by the SEC two years ago...
Mayer Brown
The US Securities and Exchange Commission ("SEC") recently settled charges against five registered investment advisers for violations of Rule 206(4)-1 ("Marketing Rule") under the Investment Advisers Act of 1940...
Goodwin Procter LLP
The SEC (U.S. Securities and Exchange Commission) recently hosted the 2024 SEC Speaks conference in Washington, DC. During the event, SEC leaders, including the Chair, commissioners, and senior staffers...
Lewis Brisbois Bisgaard & Smith LLP
The U.S. Supreme Court on April 12 provided important guidance on a recurring question in securities litigation, ruling 9-0 that an issuer's failure...
Shearman & Sterling LLP
On April 9, 2024, Judge Beth Labson Freeman of the United States District Court for the Northern District of California dismissed with prejudice a putative class action asserting claims ...
Jenner & Block
On April 12, 2024, in Macquarie Infrastructure Corp. v. Moab Partners, L.P., the US Supreme Court held that a company's mere failure to disclose information required by management's discussion and analysis.
Worldwide
Herbert Smith Freehills
In this regular post, we round-up FinTech-related financial services regulatory developments for the week ending 5 April 2024.
Gowling WLG
In a landmark move, the United States Securities and Exchange Commission ("SEC") introduced groundbreaking Climate Disclosure Rules (the "US Rules") on March 6, 2024...
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