Mondaq All Regions: Finance and Banking
Stikeman Elliott LLP
The Canadian Securities Administrators have published proposed amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) ...
Maples and Calder
The Central Bank has issued a press release reiterating its support of ESMA's work to encourage supervisory convergence, particularly in the context of Brexit.
Shearman & Sterling LLP
On March 16, 2018, the European Commission opened an exploratory consultation on implementing the final aspects of Basel III into EU law, which will require changes to the Capital Requirements ...
Shearman & Sterling LLP
On March 12, 2018, the European Commission published legislative proposals for a new EU covered bonds framework. The legislative package consists of a proposed Directive ...
Stevens & Bolton LLP
The Payment Services Regulations amends and sits alongside the existing Consumer Rights Regulations 2012.
Pinsent Masons LLP
A financial services regulator in Hong Kong has stepped in to stop a business offering digital tokens to prospective investors.
A Stamp Duties Amendment Bill has been introduced to the House of Representatives. The Bill seeks to expand the scope of the extant Stamp Duties Act CAP. S8 L.F.N. 2004 by making receipts...
Pinsent Masons LLP
I would like to share the next edition of our fortnightly briefing with you, designed to offer an overview of the latest business issues in investment management.
Shearman & Sterling LLP
On March 12, 2018, the Banking Standards Board published the "BSB Statement of Principles for Strengthening Professionalism – The role of the firm," which is a guiding statement of principles ...
Shearman & Sterling LLP
On March 16, 2018, the Bank of England published a report entitled "Stress testing in the U.K. banking system: key elements of the 2018 stress test," providing details of the Annual Cyclical Scenario ...
24% of professional investors see the traditional banks as biggest challenge facing private debt funds ...
Shearman & Sterling LLP
On February 14, 2018, the U.S. Board of Governors of the Federal Reserve System issued a letter permitting Deutsche Bank AG to establish a second U.S. intermediate holding company ...
Shearman & Sterling LLP
On March 13, 2018, the U.S. Financial Stability Oversight Council approved certain amendments to its procedures for hearings under Titles I and VIII of the Dodd-Frank Act.
Shearman & Sterling LLP
On March 14, 2018, the U.S. Senate passed a significant financial services reform bill 67-31 on a bipartisan basis that would eliminate certain requirements of the Dodd-Frank Act ...
Shearman & Sterling LLP
On March 15, 2018, the U.S. House of Representative passed the Financial Institutions Examination Fairness and Reform Act (H.R. 4545) by a vote of 283-133.
Shearman & Sterling LLP
On March 15, 2018, the U.S. Board of Governors of the Federal Reserve System adopted a proposal to extend for three years, with revisions, certain forms, including the Interagency Notice of Change ...
Shearman & Sterling LLP
On March 15, 2018, the U.S. Board of Governors of the Federal Reserve System adopted a proposal to extend for three years, with revisions, certain forms ...
Morgan Lewis
In a 2-1 decision, the US Court of Appeals for the Fifth Circuit struck down the US Department of Labor's (DOL) fiduciary rule, deciding in favor of a number of leading financial services industry ...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") commented on the CFTC's proposed interpretation of the term "actual delivery" in relation to retail commodity transactions involving virtual currency (see previous coverage).
Morgan Lewis
What does this mean, and what should financial institutions do now?
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