LATEST ARTICLES
Australia
K&L Gates
The Centre for Women's Economic Safety (CWES) has recently published Catherine Fitzpatrick's second ‘Designed to Disrupt' discussion paper titled ‘Reimagining general insurance products to improve financial security.
LegalVision
SAFTs and Token Warrants are valuable tools for Australian web3 startups to raise capital before the official launch.
Alvarez & Marsal
Corporate carve-outs are poised to dominate the Australian private equity market in 2024, presenting significant opportunities for investors.
Herbert Smith Freehills
In this episode, join Partner Peter Jones, Regional Head of Emerging Technology (APAC) Susannah Wilkinson, Senior Associate Anjelica Balis and Solicitor Nayan Bhathela...
K&L Gates
The Parliamentary Joint Committee on Corporations and Financial Services (Committee) has commenced an inquiry into the wholesale investor test for offers of securities...
Herbert Smith Freehills
In this edition of the FSR GPS, we explore key principles for financial services businesses to consider when considering the use of a disclaimer to mitigate false, misleading or deceptive conduct.
Herbert Smith Freehills
This article is the first of our recently launched "Regulatory Wrangling" client program.
Alvarez & Marsal
The Early-Stage Venture Capital Limited Partnership (ESVCLP) regime was introduced in 2007 to stimulate the early-stage venture capital sector in Australia.
K&L Gates
The FSC in collaboration with the RIAA released an information sheet for members outlining overarching principles in relation to the use of responsible or sustainability-related terms in investment product labelling to promote consistency across the industry.
Herbert Smith Freehills
On 29 February, Jackson J handed down the decision in Australian Securities and Investments Commission v R M Capital Pty Ltd [2024] FCA 151 (ASIC v RM Capital).
Vincent Young
The recent case of Cooper as Liquidator of Runtong Investment and Development Pty Ltd (In Liq) v CEG Direct Securities Pty Ltd [2024] FCA 6 (Cooper), shed light on when the Court will intervene...
Herbert Smith Freehills
The efficiently, honestly and fairly (EHF) obligation in financial services continues in its place as one of the most elusive obligations under financial services law.
Sophie Grace Pty Ltd
All CFD issuers should review leverage limits and ensure correctly applied to the CFD instruments on their platform.
Alvarez & Marsal
AusNet Services was a stapled group consisting of AusNet Services (Transmission) Limited, AusNet Services Finance (Finance) Trust and AusNet Services (Distribution) Limited.
Herbert Smith Freehills
On 19 February 2024, ASIC reissued Regulatory Guide 148: Platforms that are managed investment schemes and nominee and custody services (RG 148).
Sophie Grace Pty Ltd
ASIC alleged that HESTA published false or misleading marketing materials on their social media platforms and website.
Holley Nethercote
Advantages and disadvantages of holding your own licence to provide financial services.
Holley Nethercote
Outline of the key requirements required for applying for and obtaining an AFSL.
K&L Gates
All Australian financial services licensees with a retail authorisation, Australian credit licensees and certain unlicensed entities...
Holley Nethercote
Holding an AFSL issued by ASIC authorises you and your representatives to provide financial services to clients.
Mondaq Webinars
APR24
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Comparative Guides
Upcoming Events
APR24
APR25
Mondaq Advice Centres
