Mondaq USA: Corporate/Commercial Law
Asit Mehta & Associates
Valuations of companies or equity in India are required for a variety of reasons, usually triggered by mergers, acquisitions or share purchase/sale.
Proskauer Rose LLP
International law firm Proskauer today released its fifth annual IPO Study, which offers comprehensive analyses of U.S.-listed initial public offerings that priced in 2017 and identification of IPO trends over a four-year period.
Sheppard Mullin Richter & Hampton
In O'Donnell v. AXA Equitable Life Insurance Co., No. 17-cv-1085, 2018 WL 1720808 (2d Cir. Apr. 10, 2018), the United States Court of Appeals for the Second Circuit ...
Proskauer Rose LLP
Proskauer's Global Capital Markets Group has released its fifth annual IPO Study, which offers comprehensive analyses of U.S.-listed initial public offerings that priced in 2017 and identification...
Smith Gambrell & Russell LLP
A trust usually forms a critical part of one's estate plan. For example, it is often used to transfer:
Withers LLP
On April 4, 2018, the SEC published two new Compliance & Disclosure Interpretations (C&DIs) regarding non-GAAP financial measures in connection with business combinations.
Withers LLP
FINRA recently introduced a new rule known as the "senior rule" that authorizes FINRA member firms to place a temporary hold on disbursements of funds or securities for up to 15 business days...
Fredrikson & Byron, P.A.
With women and minorities still holding barely more than a third of public company board seats by all accounts, some institutional shareholders are withholding votes from some or all board nominees ...
Fredrikson & Byron, P.A.
Last month, The Ticker discussed Cyan, Inc. v. Beaver County Employees Retirement Fund, asking whether relief was on the way for defendants targeted in state court class actions ...
Fredrikson & Byron, P.A.
As The Ticker has previously reported, soon after he was sworn in last year, SEC Chairman Jay Clayton gave a speech in which he encouraged companies to use Rule 3-13 ...
Duff and Phelps
A great deal has been written about the inordinate time and expense companies experience as result of being subject to a Delaware unclaimed property audit.
Duff and Phelps
California ("CA") has long been considered among the few states that regularly imposes interest and penalties for late filing of unclaimed property reports, yet does not have a program...
Kramer Levin Naftalis & Frankel LLP
A bill that aims to decrease regulation, including for closed-end funds, while increasing retail investors' access to capital markets is currently navigating its way through Congress...
Cadwalader, Wickersham & Taft LLP
An SEC-registered broker-dealer and FINRA member, agreed to pay a $1.575 million fine to settle charges from FINRA and several exchanges for violations Exchange Act Rule 15c3-5 (the "Market Access Rule").
Cadwalader, Wickersham & Taft LLP
The SEC Division of Trading and Markets clarified the applicability to broker-dealers and third-party service providers of certain Exchange Act recordkeeping requirements.
Cadwalader, Wickersham & Taft LLP
SEC Commissioners Michael S. Piwowar and Hester M. Peirce (collectively, "Commissioners") disagreed with the SEC determination not to increase the $50 million offering limit set under Regulation A.
Cadwalader, Wickersham & Taft LLP
The MSRB named Lanny Schwartz as Chief Regulatory Officer. The appointment is effective April 24, 2018.
Cadwalader, Wickersham & Taft LLP
The SEC Office of Compliance Inspections and Examinations ("OCIE") alerted investment advisers to common compliance issues related to advisory fees and expenses.
Shearman & Sterling LLP
Our enforcement agencies are tasked with the difficult job of evaluating mergers to assess their effect on the competitive landscape.
Some interesting links we found across the web this week:
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Ruchelman PLLC
Change driven by development of intellectual property ("I.P.") is now a constant. Whether the I.P. user is a tax adviser accessing a digital library, an auto mechanic interfacing with an engine...
Carlton Fields
As of this inaugural publication, there exists no uniformity with respect to how businesses that deal in virtual currencies (also known as "cryptocurrencies") such as Bitcoin are treated among the states.
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Matson Driscoll & Damico
What's so important about having a valuation of my company?
Ropes & Gray LLP
After years of looming on the fringes, 2018 is likely to go down as the year that corporate social responsibility compliance became a core responsibility of in-house legal departments.
Schnader Harrison Segal & Lewis LLP
Last November, Deputy Attorney General Rod Rosenstein announced a new enforcement policy. Under the new policy, businesses subject to the FCPA may avoid criminal liability by self-reporting wrongdoing, ...
Carlton Fields
Many federal, state, and local governmental employees may be eligible for awards pursuant to the SEC's whistleblower program under the Dodd-Frank Act.
Ruchelman PLLC
Commencing in January 2018, the I.R.S. began a new centralized audit regime with respect to partnerships. It replaces the concept of a "Tax Matters Partner" with a "Partnership Representative.
Shearman & Sterling LLP
On 1 December 2017, the SEC's Division of Corporation Finance released an updated version of its Accounting and Financial Reporting Manual.
Hughes Hubbard & Reed LLP
In 2017, investors challenged many public company boards to improve their gender, racial, and ethnic diversity.
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