Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Mintz
The Trump Administration is moving full speed ahead with its proposals under the Blueprint to Lower Drug Prices (the "Blueprint").
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam discussed challenges for central counterparty ("CCPs") and swap market participants since the G-20 reforms and the passage of the Dodd-Frank Act.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz described some of the regulatory challenges posed by blockchain "smart contracts," ...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates and expiration dates. Click on the links below to view deadlines from October 15 to October 31.
Hogan Lovells
US federal banking regulations that go into effect next year require certain major financial institutions to ensure that their qualified financial contracts (QFCs).
Akin Gump Strauss Hauer & Feld LLP
In response to comments received from its "Project KISS" initiative, the Commodity Futures Trading Commission (CFTC) is proposing to codify in Part 4 of its rules,
Cadwalader, Wickersham & Taft LLP
The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester Peirce laid out an agenda for implementing the agency's security-based swap rules under Title VII of Dodd-Frank.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester M. Peirce advocated for a flexible regulatory approach that allows firms to experiment with new technologies and provides investors with a wider selection of investment choices.
Cadwalader, Wickersham & Taft LLP
Throughout this scheme, the principal allegedly failed to disclose to his customers that his personal company was the counterparty to their block trades.
Cadwalader, Wickersham & Taft LLP
The CFTC and DOJ entered charges against a group of former commodities traders in connection with an alleged $60 million spoofing conspiracy.
Shearman & Sterling LLP
On October 4, 2018, the Commodity Futures Trading Commission and the Australian Securities and Investments Commission signed an arrangement designed to support cross-border FinTech innovation ...
Jones Day
Commodity brokerage firms need to be vigilant as the CFTC signals increased policing and prosecution of insider trading.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") amended its Bylaw 1303 governing a Member's failure to timely pay certain fees
Cadwalader, Wickersham & Taft LLP
The case serves as a reminder that many of the largest frauds at financial institutions have been perpetrated by employees of those institutions.
Cadwalader, Wickersham & Taft LLP
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam affirmed that he will work to rebuild trust between consumers and the financial industry ...
Sheppard Mullin Richter & Hampton
The Commodity Futures Trading Commission ("CFTC") obtained an important court win and boost to its regulatory authority over Cryptocurrencies this month
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Shearman & Sterling LLP
On October 4, 2018, the Global Foreign Exchange Committee published an update on the ongoing work of its four priority working groups:
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
Shearman & Sterling LLP
On September 13, 2018, the U.S. Commodity Futures Trading Commission and the Monetary Authority of Singapore signed a cooperation arrangement on FinTech innovation ...
Foley & Lardner
Clients frequently ask if they can provide incentive compensation to their employees and executives in a manner ...
Hughes Hubbard & Reed LLP
Christopher Kiplok, counsel to the trustee in the liquidation of Lehman Brothers, was interviewed by NPR's Marketplace regarding the 10th anniversary of the collapse of Lehman Brothers.
Akin Gump Strauss Hauer & Feld LLP
The CFTC has filed a new "insider trading" enforcement action involving the energy markets—the agency's third energy market insider trading case since 2015.
Cadwalader, Wickersham & Taft LLP
The U.S. District Court for the District of Nebraska (the "Court") granted a motion for the class certification of a claim against a broker-dealer for mishandling customer orders.
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Mayer Brown
NY Commercial Division: Role Of Market Practice And The "Cross-Check Principle" In Determining "Loss" Under The ISDA Master Agreement
Cadwalader, Wickersham & Taft LLP
This is the second cooperation agreement that the CFTC entered into with a non-U.S. authority.
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