Mondaq USA: Finance and Banking > Fund Management/ REITs
GuernseyFinance
Guernsey's new Green Fund offering investors certified environmentally-friendly opportunities is a welcome innovation that creates another clear differentiator for the jurisdiction...
Mayer Brown
Many of the issues related to these nontraditional custom indices are familiar to those who are aware of the regulatory attention paid to complex products over the years.
Mayer Brown
This note is not intended to set forth an exhaustive list of comments that the Staff can issue relating to a REIT's use of non-GAAP financial measures.
Kramer Levin Naftalis & Frankel LLP
The Closed-End Fund Center held a Q&A with Jeremy Held, Senior Vice President and Director of Research for ALPS, Jeremy Goff, Managing Director for Tortoise, and Brody Browe
Cadwalader, Wickersham & Taft LLP
The SEC provided guidance on ICA Rule 30e-3 (the "Rule") to certain registered investment companies.
Proskauer Rose LLP
The Fifth Circuit agreed that a participant in Idearc's 401(k) plan failed to plausibly plead that the plan fiduciary's failure to act on publicly available information about Idearc amounted to a breach of fiduciary duty...
Withers LLP
The National Futures Association is developing a required proficiency program for persons engaged in swap related activities, in the form of an online learning program with an embedded examination.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Ostrow Reisin Berk & Abrams
The stock market's roller coaster ride earlier this year suggests that 2018 is going to be bumpier than previous years.
Kramer Levin Naftalis & Frankel LLP
"HFLR Program Provides Overview of Five Financing Options Available to Private Funds," a two-part Hedge Fund Law Report article recapped a recent HFLR webinar ...
Morrison & Foerster LLP
As reported in a prior Client Alert, financial services reforms enacted into law on May 24, 2018,1 clarified the treatment of acquisition, development, and construction ...
Morrison & Foerster LLP
As we have noted on multiple occasions (see here, here and here), one of the most important questions in the non-bank payments revolution — at least from a regulatory perspective ...
Morrison & Foerster LLP
At an open meeting held June 28, 2018, the SEC voted unanimously to propose a new rule codifying exemptions to certain rules under the Investment Company Act.
Proskauer Rose LLP
The UK real estate market has always been and remains popular for overseas investment, with easy access to high-quality legal advice and no restrictions on the flow of capital into or out of the country.
Kramer Levin Naftalis & Frankel LLP
The SEC adopted amendments to public liquidity-related disclosure requirements for certain open-end funds, requiring them to discuss the operation and effectiveness of their liquidity risk...
Withers LLP
On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...
Kramer Levin Naftalis & Frankel LLP
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
Kramer Levin Naftalis & Frankel LLP
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
Shearman & Sterling LLP
On June 21, 2018, following consultation on draft guidance in November 2017, the Financial Stability Board published two finalized guidance papers on aspects of the recovery and resolution ...
Stroock & Stroock & Lavan LLP
On May 30, 2018, the Board of Governors of the Federal Reserve System, together with the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ...
Latest Video
Most Popular Recent Articles
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Proskauer Rose LLP
The Fifth Circuit agreed that a participant in Idearc's 401(k) plan failed to plausibly plead that the plan fiduciary's failure to act on publicly available information about Idearc amounted to a breach of fiduciary duty...
GuernseyFinance
Guernsey's new Green Fund offering investors certified environmentally-friendly opportunities is a welcome innovation that creates another clear differentiator for the jurisdiction...
Shearman & Sterling LLP
On June 21, 2018, following consultation on draft guidance in November 2017, the Financial Stability Board published two finalized guidance papers on aspects of the recovery and resolution ...
Mayer Brown
Many of the issues related to these nontraditional custom indices are familiar to those who are aware of the regulatory attention paid to complex products over the years.
Troutman Sanders LLP
On May 24, 2018, President Trump signed into law the "Economic Growth, Regulatory Relief, and Consumer Protection Act" (S. 2155) ...
Proskauer Rose LLP
The UK real estate market has always been and remains popular for overseas investment, with easy access to high-quality legal advice and no restrictions on the flow of capital into or out of the country.
Morrison & Foerster LLP
As reported in a prior Client Alert, financial services reforms enacted into law on May 24, 2018,1 clarified the treatment of acquisition, development, and construction ...
Morrison & Foerster LLP
As we have noted on multiple occasions (see here, here and here), one of the most important questions in the non-bank payments revolution — at least from a regulatory perspective ...
Withers LLP
The National Futures Association is developing a required proficiency program for persons engaged in swap related activities, in the form of an online learning program with an embedded examination.
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with