Mondaq USA: Finance and Banking > Financial Services
Ropes & Gray LLP
First, Cronan discussed a company that allegedly aided and abetted fraudulent payments involving its corrupt agents and customers.
Shearman & Sterling LLP
Reaching municipal advisors that have never been examined will continue to be a focus.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for failing to supervise sales of variable annuities.
Cadwalader, Wickersham & Taft LLP
FDIC Chair Jelena McWilliams underscored principles of certainty, consistency, diligence and communication in regulatory supervision.
Kramer Levin Naftalis & Frankel LLP
On Jan. 4, 2019, the Supreme Court granted certiorari in Emulex Corporation, et al., v. Varjabedian, a case teeing up the question ...
Mayer Brown
Mayer Brown has been working on subscription credit facilities and other fund financings for two decades. During this time,
Proskauer Rose LLP
New York State has taken measures this year to modernize its approach to regulation for blockchain-based companies.
Milbank, Tweed, Hadley & McCloy LLP
Latin America has seen a significant upswing in project finance activity since the lull of the Great Recession and its immediate aftermath. The region continues to suffer,
Morrison & Foerster LLP
On January 4, 2019, the Pennsylvania Department of Revenue issued Corporation Tax Bulletin 2019-01 taking the position that receipts from hedging transactions, including those of a securities dealer, ...
BakerHostetler
On Dec. 11, 2018, the CFTC released a request for public comments signaling their belief that there will be an increase in the trading of crypto assets and crypto-based derivatives on organized exchanges.
BakerHostetler
The Token Taxonomy Act, introduced by Rep. Warren Davidson, R-Ohio, on Dec. 20, 2018, would treat so-called "trading pair" exchanges of virtual currency, where one cryptocurrency is exchanged for...
Mintz
On December 31, 2018, the Department of Treasury and Internal Revenue Service released long-awaited proposed regulations (the "Proposed Regulations") ...
Foley Hoag LLP
This past Boxing Day, the SEC delivered another reminder that it remains intensely focused on public companies' disclosure of non-GAAP financial measures.
Thompson Coburn LLP
The Fair Debt Collection Practices Act (FDCPA) (15 USC 1692 et seq.), which became effective in March 1978, was designed to eliminate abusive, deceptive, and unfair debt collection practices.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, compliance dates and expiration dates.
Cadwalader, Wickersham & Taft LLP
The House of Representatives passed the "Financial Services and General Government Appropriations Act, 2019" (the "Act").
Holland & Knight
Commercial mortgage-backed securities ("CMBS") loans and balance-sheet loans are not created equal. While there are many similarities between the two types of loans, the differences are material
Arnold & Porter
The Tax Cuts and Jobs Act (Tax Act), enacted in December 2017, offers new tax incentives for taxpayers that invest through special investment vehicles known as "qualified opportunity funds" (QOFs)
Reed Smith
In November, the Illinois Department of Revenue issued proposed regulations implementing the Illinois Legislature's repeal of the unitary business group "non-combination rule" as part of the state's FY 2017-18 budget.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Troutman Sanders LLP
On November 14, the Bureau of Consumer Financial Protection filed an amicus brief with the United States Supreme Court ...
Archer & Greiner P.C.
The concept of collecting a debt may seem simple-a person owes you money, so you contact that person to collect. This concept may seem so uncomplicated that it could be done without the assistance of legal counsel.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Archer & Greiner P.C.
With a new year upon us, it's a good time to take a closer look at some of the things that we take for granted for most of the rest of the year. One example is form letters.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On October 30, 2018, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency (collectively, the agencies)
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