Mondaq USA: Finance and Banking > Financial Services
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") updated its webpage relating to its guidance consultation on the fair treatment of vulnerable customers.
Hogan Lovells
American pet owners are probably all familiar with Chewy, an e-commerce pet food and products supplier that will quickly ship those heavy bags of dog or cat food right to your doorstep at competitive
Cadwalader, Wickersham & Taft LLP
CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") Director Joshua B. Sterling reviewed "key supervisory considerations" that will be addressed in the upcoming year.
Ostrow Reisin Berk & Abrams
In February of this year, the IRS published a proposed safe harbor for owners of certain rental real estate interests who wanted to take advantage of the qualified business income (QBI) deduction
Burr & Forman LLP
After analyzing the two agreements, the court held that the language in question was ambiguous.
Shook, Hardy & Bacon L.L.P.
A group of U.S. lawmakers, led by Reps. Chellie Pingree (D-Maine) and James Comer (R-Ky.), have urged the U.S. Food and Drug Administration...
Steptoe & Johnson LLP
OFAC's September 17, 2019 settlement with UK-based British Arab Commercial Bank (BACB) demonstrates how challenging and complex it can be to assess...
Shook, Hardy & Bacon L.L.P.
The U.S. House of Representatives has passed the SAFE Banking Act, which allows financial-service firms to work with "cannabis-related legitimate businesses and service providers,"
Jones Day
The Situation: Student loan debt in the United States stands at an all-time high of approximately $1.5 trillion spread across more than 44 million borrowers.
Milbank LLP
Milbank Litigation and White Collar partner George Canellos will speak on a panel titled "Rebuttal: The Defense Perspective" at Practising Law Institute's 51st Annual Institute on Securities
Mayer Brown
In a surprising development, on September 11, 2019 the Seventh Circuit Court of Appeals issued a ruling on appeal reversing a lower bankruptcy court decision and found that a UCC financing statement ...
Mayer Brown
A general securities representative settled Financial Industry Regulatory Authority ("FINRA") charges for advising customers to purchase Leveraged and Inverse Exchange Traded Funds
Mayer Brown
FINRA recently updated its frequently asked questions about Rule 2232, which requires that FINRA members disclose in their confirms to retail customers their markups
Mayer Brown
In Regulatory Notice 19-31 (the "Notice"), FINRA focuses on keeping marketing materials fair and balanced, as required by FINRA Rules 2210 – 2220, but also keeping those materials short and sweet.
Cadwalader, Wickersham & Taft LLP
University of Houston Finance Professor Craig Pirrong analyzed volatility in the U.S. overnight funding markets in mid-September.
Cadwalader, Wickersham & Taft LLP
FINRA proposed updating the method for calculating trade reporting fees under FINRA Rule 7620B for broker-dealers using the FINRA/NYSE Trade Reporting Facility (the "FINRA/NYSE TRF").
Cadwalader, Wickersham & Taft LLP
FINRA cautioned investors on the risks associated with binary options and offered guidance on how to avoid certain frauds.
Cadwalader, Wickersham & Taft LLP
ISDA CEO Scott O'Malia highlighted potential issues affecting derivatives trading obligations following Brexit.
Akin Gump Strauss Hauer & Feld LLP
While the Securities and Exchange Commission (SEC) brought several enforcement actions in 2018-19, the most significant new developments were published interpretations and alerts.
Mayer Brown
Bylined article by Banking & Finance counsel Joanna Nicholas (New York).
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Pasich LLP
As lawyers, it seems like hardly a day goes by without receiving a suspicious email.
Gibson, Dunn & Crutcher
The False Claims Act (FCA) is well-known as one of the most powerful tools in the government's arsenal to combat fraud, waste and abuse anywhere government funds are implicated.
Proskauer Rose LLP
The trend of direct lenders providing preferred equity financing to support sponsors and operating companies has only accelerated in the two years since we first wrote on the topic (available here).
Milbank LLP
Milbank LLP advised the initial purchasers and deal managers in connection with two issuances and two tender offers by Banco de Crédito del Peru
BakerHostetler
A U.K.-based credit score and reporting company has partnered with Ocyan to launch RomanAgora, a blockchain-based marketplace used for verifying credit applications
McDermott Will & Emery
First introduced in 2013, the SAFE Banking Act passed the House 321-103 yesterday. This bill provides safe harbor to banks and financial institutions...
Moritt, Hock & Hamroff LLP
It goes without saying that most businesses are dependent on outside financing. However, when it comes to states where marijuana is legal, it's still a federal crime to finance the companies involved
Seyfarth Shaw LLP
Yesterday, the House of Representatives passed H.R. 1595, the Secure and Fair Enforcement Banking Act (SAFE Act)
Shearman & Sterling LLP
Čibuk 1, a 158 MW onshore windfarm (the Project), is being developed by Vetroelektrane Balkana, or Wind Energy Balkan Group (WEBG), in Dolovo, the Republic of Serbia
Shearman & Sterling LLP
Partner Nathan Greene and associate Justin Reda (both New York-Investment Funds) have published a two-part article titled "Financial Services Regulation for Fintech Companies"
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