Mondaq USA: Finance and Banking
Shearman & Sterling LLP
In the recent case of Lamesa Investments Ltd v Cynergy Bank Ltd [2019] EWHC 1877 (Comm), the High Court upheld the bank's attempt to avoid a common banking dilemma: ...
Morrison & Foerster LLP
Morrison & Foerster has advised EQT Credit, as sole term lender in respect of Oakley Capital's investment in Seagull and Videotel. The drawn committed financing of EQT Credit (through its Direct ...
Kramer Levin Naftalis & Frankel LLP
Public Alternative Funds Archive - 2018 (October 03, 2019 )
Cadwalader, Wickersham & Taft LLP
A registered futures commission merchant ("FCM") settled CFTC charges for engaging in prohibited noncompetitive, fictitious wash sales.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC (collectively, the "agencies") adopted a final rule to increase the major asset
Cadwalader, Wickersham & Taft LLP
A voice broker settled CFTC charges for (i) mishandling confidential customer information, (ii) failing to retain audio recordings of block trades and (iii) failing to supervise.
Cadwalader, Wickersham & Taft LLP
U.S. Representatives Carolyn B. Maloney (D-NY) and Patrick McHenry (R-NC) introduced a bill that would require all eight U.S.
Cadwalader, Wickersham & Taft LLP
The CFTC settled enforcement cases against six swap dealers that all involved reporting failures. In addition to the reporting failures
Ward and Smith, P.A.
You may not run a global media conglomerate, but even closely held business owners (and perhaps especially closely held family business owners) can find themselves in a bind if they fail ...
Cadwalader, Wickersham & Taft LLP
The Treasury Department and the Federal Housing Finance Agency ("FHFA") agreed to modifications to the Preferred Stock Purchase Agreements ("PSPAs") ...
Cadwalader, Wickersham & Taft LLP
ISDA CEO Scott O'Malia called for specific changes to the current credit valuation adjustment ("CVA") capital framework, criticizing the requirements for not being appropriate or risk-sensitive.
Cadwalader, Wickersham & Taft LLP
A proprietary trading firm and its founder settled CFTC charges (see here and here) for engaging in spoofing.
Milbank LLP
Milbank LLP advised MidCap Financial in its successful acquisition of substantially all of PNC Bank's Franchise Finance loan portfolio.
Squire Patton Boggs LLP
It is no secret that U.S. correspondent banking relationships are indispensable to global commerce. Indeed, access to the U.S.
Cadwalader, Wickersham & Taft LLP
The CFTC awarded approximately $7 million to an individual whistleblower for information that led to a CFTC investigation
WilmerHale
The US House of Representatives recently passed the Secure and Fair Enforcement (SAFE) Banking Act, H.R. 1595 (the Act).
Cadwalader, Wickersham & Taft LLP
FINRA proposed extending a pilot program under FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") until October 18, 2020.
Cadwalader, Wickersham & Taft LLP
The FDIC named John F. Vogel as the new Deputy Director of Operations and Chief of Staff in the Division of Risk Management Supervision.
Winston & Strawn LLP
On September 16, 2019, the Commodity Futures Trading Commission (CFTC) released the CFTC Whistleblower Alert: Be on the Lookout for Violations of the Bank Secrecy Act,...
Milbank LLP
Milbank LLP advised the initial purchasers and deal managers in connection with two issuances and two tender offers by Banco de Crédito del Peru
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Pasich LLP
As lawyers, it seems like hardly a day goes by without receiving a suspicious email.
Proskauer Rose LLP
The trend of direct lenders providing preferred equity financing to support sponsors and operating companies has only accelerated in the two years since we first wrote on the topic (available here).
Gibson, Dunn & Crutcher
The False Claims Act (FCA) is well-known as one of the most powerful tools in the government's arsenal to combat fraud, waste and abuse anywhere government funds are implicated.
Shearman & Sterling LLP
Čibuk 1, a 158 MW onshore windfarm (the Project), is being developed by Vetroelektrane Balkana, or Wind Energy Balkan Group (WEBG), in Dolovo, the Republic of Serbia
BakerHostetler
A U.K.-based credit score and reporting company has partnered with Ocyan to launch RomanAgora, a blockchain-based marketplace used for verifying credit applications
Milbank LLP
Milbank LLP advised the initial purchasers and deal managers in connection with two issuances and two tender offers by Banco de Crédito del Peru
McDermott Will & Emery
First introduced in 2013, the SAFE Banking Act passed the House 321-103 yesterday. This bill provides safe harbor to banks and financial institutions...
Moritt, Hock & Hamroff LLP
It goes without saying that most businesses are dependent on outside financing. However, when it comes to states where marijuana is legal, it's still a federal crime to finance the companies involved
Seyfarth Shaw LLP
Yesterday, the House of Representatives passed H.R. 1595, the Secure and Fair Enforcement Banking Act (SAFE Act)
Shearman & Sterling LLP
Partner Nathan Greene and associate Justin Reda (both New York-Investment Funds) have published a two-part article titled "Financial Services Regulation for Fintech Companies"
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