Mondaq USA: Finance and Banking
Duane Morris LLP
Arfat Selvam, Managing Partner in the Duane Morris & Selvam, LLP Singapore office was recently profiled by the Law Gazette of the Law Society of Singapore.
Milbank, Tweed, Hadley & McCloy LLP
Milbank, Tweed, Hadley & McCloy LLP advised PT Lestari Banten Energi, a project company of Genting Berhad and SDIC Power, in connection with the project bond issuance of US$775 million ...
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC adopted a rule to provide banking organizations with the option to "phase in over a three-year period the day-one" regulatory capital...
Cadwalader, Wickersham & Taft LLP
The CFPB proposal to rescind the mandatory underwriting provisions of a final rule governing "Payday, Vehicle Title and Certain High-Cost Installment Loans" was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") rule proposal to amend the FRB's company-run stress test and supervisory stress test rules was published in the Federal Register (see here for previous coverage).
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for failing to identify and apply available sales charge waivers on sales of variable annuities to eligible retirement accounts and charitable organizations.
Cadwalader, Wickersham & Taft LLP
The CFTC requested public comment on an exchange rule proposal by ICE Futures U.S., Inc. ("IFUS"), a designated contract market ("DCM").
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") identified an error in the historical dataset utilized in its 2019 stress tests.
Cadwalader, Wickersham & Taft LLP
The House Financial Services Subcommittee on Consumer Protection and Financial Institutions (the "Committee") held a hearing on access to banking services for cannabis-related businesses.
Duff and Phelps
The Duff & Phelps Cost of Capital Navigator is an online application that guides the analyst through the process of estimating cost of capital, a key component of any valuation analysis.
Cadwalader, Wickersham & Taft LLP
FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department Office of Financial Research adopted final rules establishing a data collection requiring the reporting of certain information about centrally cleared transactions in the U.S. repurchase agreement market to the OFR
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") provided its semi-annual report to Congress.
Davis & Gilbert
If you want to know the truth, no one can really predict the future of any market by themselves; everyone is limited by data and perceptions.
Kramer Levin Naftalis & Frankel LLP
Paris consultant Thierry Bonneau authored an article titeld "Les intermédiaires en œuvres d'art à nouveau sanctionnés," which appeared in the February 2019 issue of the French publication
Foley Hoag LLP
Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 12, 2019
Mayer Brown
Mergers and acquisition transactions for securitization sponsors and servicers present unique issues that require in depth knowledge of the underlying securitization structures and risks,
Stites & Harbison PLLC
In anticipation of the announcement of the $3.5 billion of New Markets Tax Credits (NMTC) allocation awards by the U.S. Department of the Treasury's Community Development Financial Institutions
Kramer Levin Naftalis & Frankel LLP
Paris partner Hubert de Vauplane authored an article titled "Les prestataires de services sur actifs numériques de la loi PACTE
Milbank, Tweed, Hadley & McCloy LLP
Milbank Financial Institutions Regulatory partner Douglas Landy was quoted in a recent Law360 article titled "Reg Rollbacks Seen As Bit Player in $28B BB&T-SunTrust Deal" ...
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
In 2018, the Commodity Futures Trading Commission (CFTC or Commission) began operating with a full complement of five commissioners for the first time since 2014.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
This piece from Medium highlights these concerns and suggests the better amount to raise in a seed stage financing.
Ropes & Gray LLP
On December 14, 2018, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert to share its observations from a recent exam initiative.
Mayer Brown
On December 20, 2018, the staff (Staff) of the Division of Investment Management of the US Securities and Exchange Commission (SEC) granted conditional no-action relief to Madison Capital ...
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