Mondaq USA: Finance and Banking
Holland & Knight
Commercial mortgage-backed securities ("CMBS") loans and balance-sheet loans are not created equal. While there are many similarities between the two types of loans, the differences are material
Mayer Brown
As the third week of the US government shutdown comes to a close with no apparent end in sight, we note that the effects are being felt even in the asset-backed securities market.
Duff and Phelps
This is the second general notice sent to program enrollees, with the first sent in July 2018.
Mayer Brown
Possibly hinting toward a revival of fair lending enforcement following a recent lull.
Cadwalader, Wickersham & Taft LLP
According to the notice, each Reserve Bank has a nine-member board of directors.
Cadwalader, Wickersham & Taft LLP
Proposed revisions to FDIC requirements for stress testing supervised institutions were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
FINRA reminded members not to report auction purchases of U.S. Treasury securities to the Trade Reporting and Compliance Engine.
Cadwalader, Wickersham & Taft LLP
Comments on the securitization and bilateral loan consultations must be submitted by February 5, 2019.
Mayer Brown
The recently published MoneyTree Report provides an overview of venture capital investment trends.
Mayer Brown
Rule 2210 governs three categories of "communications" by FINRA member firms: institutional communications, retail communications and correspondence.
Mayer Brown
On November 30, 2018, the SEC adopted a new rule 1 establishing a non-exclusive research report safe harbor for unaffiliated brokers or dealers that publish or distribute research reports...
Duff and Phelps
In this article recently published in Business Valuation Review, Roger Grabowski reviews a number of aspects of the size effect, including potential reasons why one observes the size effect, correct common misconceptions ...
Cadwalader, Wickersham & Taft LLP
Nellie Liang, President Donald J. Trump's nominee for a seat on the Federal Reserve Board, withdrew her name from consideration.
Cadwalader, Wickersham & Taft LLP
FINRA updated the Supplemental Statement of Income ("SSOI") to conform with SEC rule amendments that "simplify and update certain of the FOCUS reporting requirements for broker-dealers."
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") proposed a rule amending the FRB's company-run stress test and supervisory stress test rules ...
Cadwalader, Wickersham & Taft LLP
In an Information Notice, FINRA provided firms with the due dates for filing requests of extension of time for bank and exchange holiday closures in 2019.
Cadwalader, Wickersham & Taft LLP
The proposed rule change also makes corresponding changes intended to improve the discovery process.
Cadwalader, Wickersham & Taft LLP
Comments must be received by January 22, 2019.
Arnold & Porter
In the fall of 2017, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency ...
Jones Day
The credit derivatives industry underwent a massive overhaul in 2009 as the ISDA implemented the credit default swap "Big Bang" to increase certainty, efficiency and uniformity in the global CDS markets.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Troutman Sanders LLP
On November 14, the Bureau of Consumer Financial Protection filed an amicus brief with the United States Supreme Court ...
Archer & Greiner P.C.
The concept of collecting a debt may seem simple-a person owes you money, so you contact that person to collect. This concept may seem so uncomplicated that it could be done without the assistance of legal counsel.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
McDermott Will & Emery
Sponsors and fiduciaries of health and welfare plans should be aware of a recently filed class-action lawsuit against alleged fiduciaries of a health plan.
Reed Smith
Federal crop insurance will soon be available for hemp. The federal Agriculture Improvement Act (H.R. 2) (the Act) ...
Archer & Greiner P.C.
With a new year upon us, it's a good time to take a closer look at some of the things that we take for granted for most of the rest of the year. One example is form letters.
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