Mondaq USA: Government, Public Sector > Money Laundering
Cadwalader, Wickersham & Taft LLP
In a new report, the European Securities and Markets Authority ("ESMA") addressed the need for a uniform set of EU-wide regulations applicable to Initial Coin Offerings ("ICOs") and other crypto-assets.
Jones Day
In response to recent cases of money laundering in European banks, the European Union has released an action plan to reinforce its recently proposed anti-money laundering ("AML") and Countering Financing of Terrorism ("CFT") mandate.
WilmerHale
The myriad—and conflicting—state, federal and international laws governing the burgeoning marijuana industry have created a complicated legal landscape for financial institutions.
BakerHostetler
Major reports were issued this month on cyber-criminal activity.
BakerHostetler
Kik's Wells Response also indicates that the company is willing to litigate the issue in court.
Kramer Levin Naftalis & Frankel LLP
The SEC's Office of Compliance Inspections and Examinations (OCIE) released its examination priorities for 2019 in order to promote the transparency of its investigation program.
Kramer Levin Naftalis & Frankel LLP
Danske Bank is likely to again become the target of a formal investigation in France.
Arnold & Porter
AML and sanctions compliance enforcement costs remain in the billions as financial institutions in the US continue to be challenged by new regulatory requirements and continuing enforcement action
Orrick
On January 22, 2019, FINRA published its 2019 Risk Monitoring and Examination Priorities Letter.
Cadwalader, Wickersham & Taft LLP
Ranking Member of the House Financial Services Committee ("HFSC") Patrick McHenry (R-NC) offered to cooperate with new Chair Maxine Waters on a list of priorities affecting the U.S. financial system.
Kramer Levin Naftalis & Frankel LLP
On Jan. 9, 2019, both the European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published a report on crypto-assets.
Arnold & Porter
Enforcement of global anti-corruption laws remained active in 2018.
Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments ...
Duff and Phelps
On December 7, FINRA published its 2018 Report on FINRA Examination Findings.
Shearman & Sterling LLP
On December 26, 2018, the United States Court of Appeals for the Third Circuit affirmed in part and vacated in part the dismissal of a putative securities class action against M&T Bank Corporation (the "Company") and certain of its officers and directors.
Cadwalader, Wickersham & Taft LLP
The original expiration date was April 15, 2018.
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to pay $10 million to settle FINRA charges for failing to establish and enforce an anti-money laundering ("AML") program that complies with the Bank Secrecy Act and related regulations.
BakerHostetler
Scammers recently delivered messages to various targets threatening to detonate explosive devices carried by an unidentified "mercenary" unless the targets paid a $20,000 ransom to a bitcoin wallet by the end of the business day.
Morrison & Foerster LLP
On January 29, 2019, Transparency International ("TI") published its annual Corruption Perceptions Index ("CPI") for 2018, a survey which ranks perceptions ...
Duff and Phelps
There are signs that a new regulatory enforcement landscape is coming into view.
Most Popular Recent Articles
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Arnold & Porter
Enforcement of global anti-corruption laws remained active in 2018.
Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments ...
Kramer Levin Naftalis & Frankel LLP
On Jan. 9, 2019, both the European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published a report on crypto-assets.
Orrick
On January 22, 2019, FINRA published its 2019 Risk Monitoring and Examination Priorities Letter.
Shearman & Sterling LLP
On December 26, 2018, the United States Court of Appeals for the Third Circuit affirmed in part and vacated in part the dismissal of a putative securities class action against M&T Bank Corporation (the "Company") and certain of its officers and directors.
Arnold & Porter
AML and sanctions compliance enforcement costs remain in the billions as financial institutions in the US continue to be challenged by new regulatory requirements and continuing enforcement action
Cadwalader, Wickersham & Taft LLP
Ranking Member of the House Financial Services Committee ("HFSC") Patrick McHenry (R-NC) offered to cooperate with new Chair Maxine Waters on a list of priorities affecting the U.S. financial system.
Kramer Levin Naftalis & Frankel LLP
Danske Bank is likely to again become the target of a formal investigation in France.
Kramer Levin Naftalis & Frankel LLP
The SEC's Office of Compliance Inspections and Examinations (OCIE) released its examination priorities for 2019 in order to promote the transparency of its investigation program.
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